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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
1001
Intuit
INTU
$84.6B
$293K 0.01%
766
+55
+8% +$21.2K
SPSB icon
1002
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
$293K 0.01%
9,345
+792
+9% +$24.8K
EXPD icon
1003
Expeditors International
EXPD
$24.6B
$292K 0.01%
2,714
-661
-20% -$63.6K
PAPR icon
1004
Innovator US Equity Power Buffer ETF April
PAPR
$963M
$292K 0.01%
+10,602
New +$291K
URTH icon
1005
iShares MSCI World ETF
URTH
$8.2B
$292K 0.01%
2,468
– –
AGNC icon
1006
AGNC Investment
AGNC
$11.8B
$291K 0.01%
17,365
-686
-4% -$11.1K
NXH
1007
Neighborhood Intelligence Inc
NXH
$327M
$291K 0.01%
+4,835
New +$327K
ERX icon
1008
CALL
Direxion Daily Energy Bull 2X ETF
ERX
$252M
$291K 0.01%
+12,300
New +$260K
PLD icon
1009
Prologis
PLD
$129B
$291K 0.01%
2,746
+159
+6% +$16.2K
SPXX icon
1010
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$334M
$291K 0.01%
17,600
-300
-2% -$4.69K
SUB icon
1011
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$291K 0.01%
+2,701
New +$291K
MRO
1012
DELISTED
Marathon Oil Corporation
MRO
$291K 0.01%
27,234
+8,066
+42% +$77.8K
BWX icon
1013
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$288K 0.01%
9,884
-1,402
-12% -$42.5K
IHF icon
1014
iShares US Healthcare Providers ETF
IHF
$1.31B
$288K 0.01%
5,725
+30
+0.5% +$1.47K
AY
1015
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$287K 0.01%
7,824
+2,419
+45% +$95.2K
PANW icon
1016
Palo Alto Networks
PANW
$306B
$285K 0.01%
5,304
-1,266
-19% -$75.2K
PWV icon
1017
Invesco Large Cap Value ETF
PWV
$1.86B
$285K 0.01%
+6,671
New +$271K
DTP
1018
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$285K 0.01%
5,733
– –
FDNI icon
1019
First Trust Dow Jones International Internet ETF
FDNI
$32.5M
$284K 0.01%
6,281
-136
-2% -$6.7K
JD icon
1020
JD.com
JD
$36.2B
$284K 0.01%
3,363
+850
+34% +$77.9K
KLAC icon
1021
KLA
KLAC
$221B
$284K 0.01%
8,590
+220
+3% +$6.63K
STOR
1022
DELISTED
STORE Capital Corporation
STOR
$284K 0.01%
8,470
-927
-10% -$30.2K
CBRL icon
1023
Cracker Barrel
CBRL
$978M
$282K 0.01%
1,629
-826
-34% -$126K
UTG icon
1024
Reaves Utility Income Fund
UTG
$3.34B
$282K 0.01%
8,410
-3,038
-27% -$98.6K
HEAL
1025
Global X Funds Global X HealthTech ETF
HEAL
$31M
$282K 0.01%
+4,913
New +$301K
39 40
41
42 43

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.