We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFEB icon
1001
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$243K 0.01%
7,516
-38,167
-84% -$1.21M
FYX icon
1002
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$243K 0.01%
+3,159
New +$216K
COHR icon
1003
Coherent
COHR
$53.1B
$242K 0.01%
+3,190
New +$189K
IPO icon
1004
Renaissance IPO ETF
IPO
$157M
$240K 0.01%
+3,729
New +$220K
MAS icon
1005
Masco
MAS
$16.4B
$240K 0.01%
4,373
-174
-4% -$9.58K
HEI icon
1006
HEICO Corp
HEI
$49.9B
$238K 0.01%
+1,800
New +$220K
EWW icon
1007
iShares MSCI Mexico ETF
EWW
$1.91B
$237K 0.01%
+5,516
New +$214K
ITM icon
1008
VanEck Intermediate Muni ETF
ITM
$2.14B
$237K 0.01%
4,560
+12
+0.3% +$618
SPOT icon
1009
Spotify
SPOT
$102B
$237K 0.01%
+754
New +$213K
XSLV icon
1010
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$237K 0.01%
5,820
-3,385
-37% -$126K
MITK icon
1011
Mitek Systems
MITK
$768M
$236K 0.01%
13,300
-15,481
-54% -$214K
IBMK
1012
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$236K 0.01%
8,965
+794
+10% +$21K
ICE icon
1013
Intercontinental Exchange
ICE
$84.1B
$235K 0.01%
2,038
-24
-1% -$2.49K
RSPS icon
1014
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$235K 0.01%
+7,760
New +$229K
TTE icon
1015
TotalEnergies
TTE
$187B
$235K 0.01%
+5,596
New +$216K
VGSH icon
1016
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$235K 0.01%
3,817
-15,717
-80% -$974K
EMLP icon
1017
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$234K 0.01%
11,171
+702
+7% +$14.6K
ACH
1018
Accendra Health
ACH
$247M
$234K 0.01%
+8,646
New +$222K
PALL icon
1019
abrdn Physical Palladium Shares ETF
PALL
$623M
$234K 0.01%
5,095
-670
-12% -$29.5K
BABA icon
1020
CALL
Alibaba
BABA
$276B
$233K 0.01%
+1,000
New +$278K
TMHC icon
1021
Taylor Morrison
TMHC
$233K 0.01%
+9,100
New +$232K
WBS icon
1022
Webster Financial
WBS
$12.5B
$233K 0.01%
+5,525
New +$199K
EWZ icon
1023
iShares MSCI Brazil ETF
EWZ
$9.08B
$232K 0.01%
+6,250
New +$202K
SPH icon
1024
Suburban Propane Partners
SPH
$1.21B
$232K 0.01%
15,604
+220
+1% +$3.54K
XYL icon
1025
Xylem
XYL
$28.6B
$232K 0.01%
+2,281
New +$214K
39 40
41
42 43

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.