We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
976
Microchip Technology
MCHP
$38.4B
$262K 0.01%
3,352
-1,979
-37% -$166K
AMJ
977
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$261K 0.01%
10,563
-183
-2% -$4.38K
NEM icon
978
Newmont
NEM
$131B
$261K 0.01%
7,052
+309
+5% +$12.6K
CQP icon
979
Cheniere Energy
CQP
$32.3B
$261K 0.01%
4,807
+346
+8% +$17.8K
DFNM icon
980
Dimensional National Municipal Bond ETF
DFNM
$2.26B
$260K 0.01%
+5,597
New +$265K
AGGM
981
iShares 1-10 Year U.S. Aggregate Bond ETF
AGGM
$106M
$260K 0.01%
2,595
+56
+2% +$5.73K
IYT icon
982
iShares US Transportation ETF
IYT
$2.07B
$260K 0.01%
4,440
– –
CFLT
983
DELISTED
Confluent
CFLT
$259K 0.01%
+8,756
New +$293K
LNT icon
984
Alliant Energy
LNT
$17.3B
$259K 0.01%
5,350
-881
-14% -$45.7K
CR icon
985
Crane Co
CR
$11.4B
$259K 0.01%
2,914
– –
DON icon
986
WisdomTree US MidCap Dividend Fund
DON
$3.92B
$259K 0.01%
6,314
-1,904
-23% -$81.2K
SVC
987
Service Properties Trust
SVC
$853M
$258K 0.01%
6,702
+300
+5% +$12.5K
ETSY icon
988
Etsy
ETSY
$6.66B
$257K 0.01%
3,973
-867
-18% -$68.4K
TAP icon
989
Molson Coors Class B
TAP
$7.32B
$257K 0.01%
4,034
+747
+23% +$48.6K
GLW icon
990
Corning
GLW
$128B
$256K 0.01%
8,415
-553
-6% -$18.1K
WHR icon
991
Whirlpool
WHR
$2.13B
$255K 0.01%
1,909
-696
-27% -$98.3K
MASI
992
DELISTED
Masimo
MASI
$255K 0.01%
2,905
-90
-3% -$10.5K
TAN icon
993
Invesco Solar ETF
TAN
$990M
$254K 0.01%
4,914
+452
+10% +$27.8K
QQQE icon
994
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.4B
$254K 0.01%
+3,400
New +$263K
RGR icon
995
Sturm, Ruger & Co
RGR
$639M
$254K 0.01%
4,865
-602
-11% -$31.6K
RBLX icon
996
Roblox
RBLX
$33.8B
$253K 0.01%
8,727
+1,643
+23% +$54.6K
COF icon
997
Capital One
COF
$125B
$250K 0.01%
2,579
-16
-0.6% -$1.71K
STX icon
998
Seagate
STX
$182B
$250K 0.01%
3,792
-1,666
-31% -$107K
CHDN icon
999
Churchill Downs
CHDN
$5.79B
$250K 0.01%
2,154
+20
+0.9% +$2.48K
IEUR icon
1000
iShares Core MSCI Europe ETF
IEUR
$9.13B
$249K 0.01%
+5,020
New +$261K
38 39
40
41 42

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.