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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Microchip Technology
MCHP
$42.8B
| $262K | 0.01% |
3,352
-1,979
| -37% | -$166K |
|
|
AMJ
977
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $261K | 0.01% |
10,563
-183
| -2% | -$4.38K |
|
978
Newmont
NEM
$98.2B
| $261K | 0.01% |
7,052
+309
| +5% | +$12.6K |
|
979
Cheniere Energy
CQP
$31.8B
| $261K | 0.01% |
4,807
+346
| +8% | +$17.8K |
|
980
Dimensional National Municipal Bond ETF
DFNM
$2.22B
| $260K | 0.01% |
+5,597
| New | +$265K |
|
981
iShares Government/Credit Bond ETF
GBF
$133M
| $260K | 0.01% |
2,595
+56
| +2% | +$5.73K |
|
982
iShares US Transportation ETF
IYT
$2.33B
| $260K | 0.01% |
4,440
| – | – |
|
|
CFLT
983
DELISTED
Confluent
CFLT
| $259K | 0.01% |
+8,756
| New | +$293K |
|
984
Alliant Energy
LNT
$19.4B
| $259K | 0.01% |
5,350
-881
| -14% | -$45.7K |
|
985
Crane Co
CR
$13.1B
| $259K | 0.01% |
2,914
| – | – |
|
986
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $259K | 0.01% |
6,314
-1,904
| -23% | -$81.2K |
|
|
SVC
987
Service Properties Trust
SVC
$1.1B
| $258K | 0.01% |
6,702
+300
| +5% | +$12.5K |
|
988
Etsy
ETSY
$7.65B
| $257K | 0.01% |
3,973
-867
| -18% | -$68.4K |
|
989
Molson Coors Class B
TAP
$7.68B
| $257K | 0.01% |
4,034
+747
| +23% | +$48.6K |
|
990
Corning
GLW
$126B
| $256K | 0.01% |
8,415
-553
| -6% | -$18.1K |
|
991
Whirlpool
WHR
$2.42B
| $255K | 0.01% |
1,909
-696
| -27% | -$98.3K |
|
|
MASI
992
DELISTED
Masimo
MASI
| $255K | 0.01% |
2,905
-90
| -3% | -$10.5K |
|
993
Invesco Solar ETF
TAN
$1.47B
| $254K | 0.01% |
4,914
+452
| +10% | +$27.8K |
|
994
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
| $254K | 0.01% |
+3,400
| New | +$263K |
|
995
Sturm, Ruger & Co
RGR
$610M
| $254K | 0.01% |
4,865
-602
| -11% | -$31.6K |
|
996
Roblox
RBLX
$34B
| $253K | 0.01% |
8,727
+1,643
| +23% | +$54.6K |
|
997
Capital One
COF
$124B
| $250K | 0.01% |
2,579
-16
| -0.6% | -$1.71K |
|
998
Seagate
STX
$193B
| $250K | 0.01% |
3,792
-1,666
| -31% | -$107K |
|
999
Churchill Downs
CHDN
$6.03B
| $250K | 0.01% |
2,154
+20
| +0.9% | +$2.48K |
|
1000
iShares Core MSCI Europe ETF
IEUR
$8.66B
| $249K | 0.01% |
+5,020
| New | +$261K |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.