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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
976
BlackRock Core Bond Trust
BHK
$641M
$323K 0.01%
29,809
+380
+1% +$4.17K
HMOP icon
977
Hartford Municipal Opportunities ETF
HMOP
$781M
$320K 0.01%
8,372
-10,561
-56% -$402K
NEM icon
978
Newmont
NEM
$97.8B
$319K 0.01%
6,515
+262
+4% +$12.7K
PBI icon
979
Pitney Bowes
PBI
$2.45B
$319K 0.01%
81,959
+1,065
+1% +$4.47K
SVC
980
Service Properties Trust
SVC
$1.09B
$319K 0.01%
+6,402
New +$296K
FINX icon
981
Global X FinTech ETF
FINX
$169M
$317K 0.01%
15,221
-788
-5% -$16.5K
BCX icon
982
BlackRock Resources & Commodities Strategy Trust
BCX
$890M
$316K 0.01%
33,160
-5,709
-15% -$56.8K
ISCV icon
983
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$316K 0.01%
6,064
+4
+0.1% +$220
JHG
984
DELISTED
Janus Henderson
JHG
$316K 0.01%
11,872
+197
+2% +$5.25K
SNV
985
DELISTED
Synovus
SNV
$316K 0.01%
10,248
+1
+0% +$38
RGR icon
986
Sturm, Ruger & Co
RGR
$617M
$316K 0.01%
5,498
+48
+0.9% +$2.68K
AGNC icon
987
AGNC Investment
AGNC
$12.4B
$316K 0.01%
31,323
+218
+0.7% +$2.37K
NJAN icon
988
Innovator Growth-100 Power Buffer ETF January
NJAN
$348M
$313K 0.01%
+8,261
New +$301K
TFC icon
989
Truist Financial
TFC
$63.8B
$313K 0.01%
9,178
+881
+11% +$38.5K
RING icon
990
iShares MSCI Global Gold Miners ETF
RING
$2.3B
$312K 0.01%
12,381
-703
-5% -$16.6K
VIS icon
991
Vanguard Industrials ETF
VIS
$8.17B
$311K 0.01%
1,629
-168
-9% -$31.9K
RPG icon
992
Invesco S&P 500 Pure Growth ETF
RPG
$1.99B
$310K 0.01%
10,265
+175
+2% +$5.34K
BMAY icon
993
Innovator US Equity Buffer ETF May
BMAY
$230M
$310K 0.01%
+10,260
New +$306K
IHF icon
994
iShares US Healthcare Providers ETF
IHF
$1.21B
$307K 0.01%
6,195
-4,530
-42% -$233K
PAXS
995
PIMCO Access Income Fund
PAXS
$660M
$305K 0.01%
+20,570
New +$312K
ISCB icon
996
iShares Morningstar Small-Cap ETF
ISCB
$283M
$302K 0.01%
6,380
+155
+2% +$7.53K
ICVT icon
997
iShares Convertible Bond ETF
ICVT
$7.17B
$300K 0.01%
4,135
-2,169
-34% -$157K
SYBT icon
998
Stock Yards Bancorp
SYBT
$2.43B
$298K 0.01%
5,413
– –
CIK
999
Credit Suisse Asset Management Income Fund
CIK
$134M
$298K 0.01%
115,985
-21,163
-15% -$56.6K
RTL
1000
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$296K 0.01%
47,209
-2,250
-5% -$14.6K
38 39
40
41 42

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.