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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDW icon
976
CDW
CDW
$18.7B
$308K 0.01%
1,859
+314
+20% +$46.9K
DVOL icon
977
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$71.2M
$308K 0.01%
+12,442
New +$304K
IJAN icon
978
Innovator International Developed Power Buffer ETF January
IJAN
$235M
$308K 0.01%
+11,842
New +$306K
STX icon
979
Seagate
STX
$182B
$308K 0.01%
4,012
-174
-4% -$12.1K
BEPC icon
980
Brookfield Renewable
BEPC
$5.54B
$307K 0.01%
6,563
+2,660
+68% +$136K
GBAB
981
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$365M
$307K 0.01%
13,135
-961
-7% -$23.4K
OC icon
982
Owens Corning
OC
$10B
$307K 0.01%
3,334
+325
+11% +$27.2K
QRVO icon
983
Qorvo
QRVO
$10.5B
$307K 0.01%
1,678
-1,985
-54% -$349K
KEY icon
984
KeyCorp
KEY
$22.5B
$305K 0.01%
15,276
+2,963
+24% +$57.2K
SPDW icon
985
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.8B
$305K 0.01%
8,614
-115
-1% -$4.03K
AM icon
986
Antero Midstream
AM
$10.1B
$304K 0.01%
33,695
-3,278
-9% -$28.2K
MGNX icon
987
MacroGenics
MGNX
$258M
$304K 0.01%
+9,550
New +$232K
WBS
988
DELISTED
Webster Financial
WBS
$304K 0.01%
5,525
– –
CMLS
989
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$304K 0.01%
33,362
-3,500
-9% -$34.4K
IEUR icon
990
iShares Core MSCI Europe ETF
IEUR
$9.13B
$302K 0.01%
5,601
+668
+14% +$35.4K
IYG icon
991
iShares US Financial Services ETF
IYG
$2.15B
$302K 0.01%
5,289
-258
-5% -$14K
NEM icon
992
Newmont
NEM
$131B
$302K 0.01%
5,006
-3,507
-41% -$210K
EVV
993
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
$301K 0.01%
23,845
+37
+0.2% +$465
VMW
994
CALL
DELISTED
VMware, Inc
VMW
$301K 0.01%
2,000
– –
RPV icon
995
Invesco S&P 500 Pure Value ETF
RPV
$1.74B
$298K 0.01%
+4,022
New +$279K
BJAN icon
996
Innovator US Equity Buffer ETF January
BJAN
$348M
$297K 0.01%
8,701
+1,916
+28% +$63.8K
MBIO icon
997
Mustang Bio
MBIO
$3.71M
$297K 0.01%
119
-18
-13% -$53.5K
META icon
998
CALL
Meta Platforms (Facebook)
META
$1.73T
$295K 0.01%
+1,000
New +$269K
EWT icon
999
iShares MSCI Taiwan ETF
EWT
$12B
$294K 0.01%
4,905
-1,151
-19% -$66.9K
HISF icon
1000
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99.7M
$293K 0.01%
+5,990
New +$291K
38 39
40
41 42

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DAM
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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.