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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDRR icon
976
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
– –
-8,579
Closed -$302K
FFC
977
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
– –
-13,417
Closed -$291K
FFTY icon
978
CapForce IBD 50 ETF
FFTY
$79.9M
– –
-8,404
Closed -$292K
FN icon
979
Fabrinet
FN
$16.9B
– –
-5,500
Closed -$357K
FQAL icon
980
Fidelity Quality Factor ETF
FQAL
$1.41B
– –
-5,426
Closed -$205K
FTGC icon
981
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.96B
– –
-16,676
Closed -$316K
FTNT icon
982
Fortinet
FTNT
$112B
– –
-15,070
Closed -$322K
FTV icon
983
Fortive
FTV
$19.2B
– –
-4,960
Closed -$239K
FTXL icon
984
First Trust Nasdaq Semiconductor ETF
FTXL
$2.18B
– –
-5,487
Closed -$226K
FTXO icon
985
First Trust Nasdaq Bank ETF
FTXO
$305M
– –
-11,945
Closed -$337K
FXD icon
986
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
– –
-21,599
Closed -$979K
FXU icon
987
First Trust Utilities AlphaDEX Fund
FXU
$835M
– –
-67,287
Closed -$1.97M
FYX icon
988
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
– –
-3,592
Closed -$233K
GE icon
989
CALL
GE Aerospace
GE
$375B
– –
-2,207
Closed -$123K
GIGB icon
990
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$969M
– –
-13,576
Closed -$714K
GNR icon
991
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.71B
– –
-13,761
Closed -$635K
GOGL
992
DELISTED
Golden Ocean Group
GOGL
– –
-15,128
Closed -$88K
GOOG icon
993
CALL
Alphabet (Google) Class C
GOOG
$3.99T
– –
-8,000
Closed -$535K
GORO icon
994
Goldgroup Mining Inc.
GORO
$162M
– –
-159,097
Closed -$881K
GRMN
995
Garmin
GRMN
$46.8B
– –
-5,625
Closed -$549K
GSBC icon
996
Great Southern Bancorp
GSBC
$863M
– –
-5,095
Closed -$323K
GTN icon
997
Gray Television
GTN
$409M
– –
-14,091
Closed -$302K
HAS icon
998
Hasbro
HAS
$12.8B
– –
-2,245
Closed -$237K
HEFA icon
999
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
– –
-14,405
Closed -$440K
HIG icon
1000
Hartford Financial Services
HIG
$38.4B
– –
-3,415
Closed -$208K
38 39
40
41 42

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.