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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
76
UnitedHealth
UNH
$382B
$7.88M 0.25%
15,048
+457
+3% +$234K
NEE icon
77
NextEra Energy
NEE
$187B
$7.76M 0.25%
109,414
-5,388
-5% -$380K
DTE icon
78
DTE Energy
DTE
$31.1B
$7.74M 0.25%
55,992
+991
+2% +$126K
XHLF icon
79
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$7.73M 0.25%
153,449
+11,346
+8% +$570K
VIG icon
80
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.57M 0.24%
39,013
+283
+0.7% +$56.3K
PSFF icon
81
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$7.29M 0.23%
255,285
+6,305
+3% +$185K
VCSH icon
82
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$7.15M 0.23%
90,557
+609
+0.7% +$47.8K
HDV
83
iShares Core High Dividend ETF
HDV
$14.4B
$7.12M 0.23%
293,925
-1,085
-0.4% -$25.4K
ITOT icon
84
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$7.11M 0.23%
58,270
-2,919
-5% -$376K
FBND icon
85
Fidelity Total Bond ETF
FBND
$26.9B
$7.08M 0.23%
155,003
-14,323
-8% -$649K
LMBS icon
86
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$6.98M 0.22%
141,946
-2,250
-2% -$110K
FTCS icon
87
First Trust Capital Strength ETF
FTCS
$7.88B
$6.74M 0.22%
75,201
+59
+0.1% +$5.27K
FPE icon
88
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$6.64M 0.21%
377,633
+1,596
+0.4% +$28.3K
XLU icon
89
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$6.43M 0.21%
163,214
-1,704
-1% -$66.6K
SPIB icon
90
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.38M 0.2%
192,008
+5,544
+3% +$183K
XLE icon
91
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$6.36M 0.2%
136,140
-1,878
-1% -$84.7K
FTCB icon
92
First Trust Core Investment Grade ETF
FTCB
$2.51B
$6.33M 0.2%
+301,512
New +$6.27M
SGOV icon
93
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$6.27M 0.2%
62,239
-641
-1% -$64.4K
NFLX icon
94
Netflix
NFLX
$292B
$6.24M 0.2%
66,920
+11,200
+20% +$1.07M
UCON icon
95
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$6.22M 0.2%
251,356
+12,984
+5% +$321K
IEMG icon
96
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$6.2M 0.2%
114,833
+3,467
+3% +$187K
VO icon
97
Vanguard Mid-Cap ETF
VO
$106B
$6.17M 0.2%
95,360
+3,916
+4% +$263K
USHY icon
98
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$6.16M 0.2%
167,249
+3,276
+2% +$121K
CRM icon
99
Salesforce
CRM
$134B
$6.14M 0.2%
22,873
-2,747
-11% -$854K
MCD icon
100
McDonald's
MCD
$188B
$6.12M 0.2%
19,580
+321
+2% +$96K
2 3
4
5 6

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.