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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
76
Vanguard Small-Cap ETF
VB
$79.5B
$8.05M 0.27%
42,456
-2,467
-5% -$478K
IHI icon
77
iShares US Medical Devices ETF
IHI
$3.02B
$8M 0.27%
148,198
-4,980
-3% -$265K
FTA icon
78
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$7.96M 0.26%
119,862
-608
-0.5% -$41.6K
PFE icon
79
Pfizer
PFE
$140B
$7.94M 0.26%
194,632
-24,759
-11% -$1.07M
WMT icon
80
Walmart Inc
WMT
$871B
$7.94M 0.26%
161,520
-5,400
-3% -$256K
MRK icon
81
Merck
MRK
$324B
$7.94M 0.26%
74,591
-7,457
-9% -$805K
ICSH icon
82
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$7.61M 0.25%
151,445
+35,179
+30% +$1.76M
SGOV icon
83
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$7.5M 0.25%
+74,585
New +$7.48M
VEA icon
84
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.46M 0.25%
165,046
+11,013
+7% +$491K
META icon
85
Meta Platforms (Facebook)
META
$1.51T
$7.43M 0.25%
35,049
-7,370
-17% -$1.26M
PTLC icon
86
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$7.29M 0.24%
191,558
-152,824
-44% -$5.7M
KO icon
87
Coca-Cola
KO
$354B
$7.27M 0.24%
117,278
-6,453
-5% -$391K
BIV icon
88
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$7.24M 0.24%
94,312
+14,938
+19% +$1.13M
CAT icon
89
Caterpillar
CAT
$409B
$7.12M 0.24%
31,107
+6,859
+28% +$1.66M
DVY icon
90
iShares Select Dividend ETF
DVY
$24B
$7.05M 0.23%
60,205
+1,008
+2% +$122K
VYM icon
91
Vanguard High Dividend Yield ETF
VYM
$81.1B
$7.03M 0.23%
66,666
-3,439
-5% -$370K
SDY icon
92
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$7M 0.23%
56,598
+23,604
+72% +$2.97M
VIG icon
93
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.95M 0.23%
45,130
-887
-2% -$136K
IAU icon
94
iShares Gold Trust
IAU
$63B
$6.89M 0.23%
184,388
+24,563
+15% +$882K
CRM icon
95
Salesforce
CRM
$134B
$6.88M 0.23%
34,447
-219
-0.6% -$37K
SCHX icon
96
Schwab US Large- Cap ETF
SCHX
$70.9B
$6.74M 0.22%
417,771
+30,474
+8% +$480K
EFAV icon
97
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$6.72M 0.22%
99,344
-2,734
-3% -$180K
MO icon
98
Altria Group
MO
$122B
$6.62M 0.22%
148,450
-2,562
-2% -$118K
LMT icon
99
Lockheed Martin
LMT
$134B
$6.6M 0.22%
13,969
-301
-2% -$141K
F icon
100
Ford
F
$57.3B
$6.58M 0.22%
522,456
-92,513
-15% -$1.16M
2 3
4
5 6

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.