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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
76
Waste Management
WM
$95.9B
$9.05M 0.25%
54,212
-3,278
-6% -$527K
IUSV icon
77
iShares Core S&P US Value ETF
IUSV
$27.2B
$9M 0.25%
117,912
+21,761
+23% +$1.61M
UPS icon
78
United Parcel Service
UPS
$97.6B
$8.93M 0.25%
41,651
+2,936
+8% +$597K
NKE icon
79
Nike
NKE
$61.9B
$8.7M 0.24%
52,204
+27,847
+114% +$4.59M
EFAV icon
80
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$8.51M 0.24%
110,837
+3,852
+4% +$294K
HYG icon
81
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$8.45M 0.24%
97,128
-6,756
-7% -$586K
EFA icon
82
iShares MSCI EAFE ETF
EFA
$76.4B
$8.38M 0.23%
106,457
+6,785
+7% +$537K
AMD icon
83
Advanced Micro Devices
AMD
$851B
$8.35M 0.23%
58,051
+1,651
+3% +$222K
FPE icon
84
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$8.34M 0.23%
410,654
+136,396
+50% +$2.78M
XLE icon
85
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$8.28M 0.23%
298,288
+60,508
+25% +$1.71M
PEP icon
86
PepsiCo
PEP
$186B
$8.16M 0.23%
46,989
+1,597
+4% +$261K
CVX icon
87
Chevron
CVX
$388B
$8.02M 0.22%
68,307
+18,121
+36% +$2.06M
SBUX icon
88
Starbucks
SBUX
$118B
$7.99M 0.22%
68,262
+2,733
+4% +$308K
TGT icon
89
Target
TGT
$62.1B
$7.94M 0.22%
34,288
+92
+0.3% +$22.4K
CAT icon
90
Caterpillar
CAT
$409B
$7.69M 0.21%
37,202
-5,371
-13% -$1.08M
AMZN icon
91
CALL
Amazon
AMZN
$2.5T
$7.67M 0.21%
46,000
-76,000
-62% -$13M
IJS icon
92
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$7.5M 0.21%
71,788
-12,535
-15% -$1.31M
IGPT icon
93
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$7.34M 0.2%
172,563
+7,845
+5% +$374K
KO icon
94
Coca-Cola
KO
$354B
$7.3M 0.2%
123,242
+4,338
+4% +$242K
MCD icon
95
McDonald's
MCD
$188B
$7.27M 0.2%
27,111
+164
+0.6% +$41.4K
XOM icon
96
ExxonMobil
XOM
$651B
$7.25M 0.2%
118,548
+6,103
+5% +$381K
VIG icon
97
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.15M 0.2%
41,642
+1,007
+2% +$166K
BSV icon
98
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.04M 0.2%
87,062
+6,326
+8% +$514K
MO icon
99
Altria Group
MO
$122B
$7.01M 0.2%
147,903
-6,754
-4% -$310K
TTD icon
100
Trade Desk
TTD
$8.13B
$6.89M 0.19%
75,167
-1,223
-2% -$107K
2 3
4
5 6

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.