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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
76
Vanguard Morningstar Mid-Cap ETF
VO
$104B
$8.49M 0.27%
153,360
+12,700
+9% +$689K
SCHG icon
77
Schwab US Large-Cap Growth ETF
SCHG
$62B
$8.48M 0.27%
522,568
+104,712
+25% +$1.7M
MO icon
78
Altria Group
MO
$117B
$8.41M 0.27%
164,472
-8,268
-5% -$370K
IVZ icon
79
Invesco
IVZ
$13.3B
$8.35M 0.27%
331,133
+315,898
+2,074% +$7.08M
XLU icon
80
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$8.33M 0.27%
260,072
+115,612
+80% +$3.59M
UNH icon
81
UnitedHealth
UNH
$337B
$8.26M 0.26%
22,212
+880
+4% +$305K
SBUX icon
82
Starbucks
SBUX
$111B
$8.19M 0.26%
74,911
-4,437
-6% -$466K
COST icon
83
Costco
COST
$396B
$8.08M 0.26%
22,924
+1,143
+5% +$398K
BLOK icon
84
Amplify Blockchain Technology ETF
BLOK
$1.06B
$7.94M 0.25%
142,160
+136,167
+2,272% +$6.62M
XLK icon
85
State Street Technology Select Sector SPDR ETF
XLK
$120B
$7.93M 0.25%
119,370
-7,170
-6% -$473K
ISCG icon
86
iShares Morningstar Small-Cap Growth ETF
ISCG
$955M
$7.9M 0.25%
157,848
+30,726
+24% +$1.64M
MDY icon
87
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$7.9M 0.25%
16,596
+14,785
+816% +$6.74M
PEP icon
88
PepsiCo
PEP
$183B
$7.81M 0.25%
55,240
+5,897
+12% +$809K
IVOL icon
89
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$253M
$7.78M 0.25%
+272,292
New +$7.76M
XLF icon
90
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$7.76M 0.25%
227,843
-56,977
-20% -$1.83M
CRM icon
91
Salesforce
CRM
$206B
$7.75M 0.25%
36,561
-15,753
-30% -$3.51M
IEF icon
92
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
$7.67M 0.24%
67,887
-186,328
-73% -$21.7M
EFAV icon
93
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.41B
$7.64M 0.24%
104,662
-67,502
-39% -$4.95M
VB icon
94
Vanguard Morningstar Small-Cap ETF
VB
$78B
$7.59M 0.24%
35,452
-187
-0.5% -$39.4K
ADBE icon
95
Adobe
ADBE
$99.6B
$7.38M 0.24%
15,533
+7
+0% +$3.27K
WM icon
96
Waste Management
WM
$85.5B
$7.31M 0.23%
56,642
-5,581
-9% -$652K
CAT icon
97
Caterpillar
CAT
$360B
$7.29M 0.23%
31,422
+315
+1% +$65.2K
BAC icon
98
Bank of America
BAC
$405B
$6.95M 0.22%
179,638
+20,245
+13% +$699K
DTE icon
99
DTE Energy
DTE
$27.2B
$6.93M 0.22%
61,176
+1,967
+3% +$207K
SOXX icon
100
iShares Semiconductor ETF
SOXX
$42.9B
$6.91M 0.22%
48,885
+4,872
+11% +$667K
2 3
4
5 6

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.