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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXY icon
76
Invesco CurrencyShares Japanese Yen Trust
FXY
$423M
$8.35M 0.28%
+91,245
New +$8.25M
FPX icon
77
First Trust US Equity Opportunities ETF
FPX
$1.51B
$8.3M 0.28%
70,130
+16,663
+31% +$1.81M
XLK icon
78
State Street Technology Select Sector SPDR ETF
XLK
$115B
$8.23M 0.28%
126,540
-9,866
-7% -$601K
COST icon
79
Costco
COST
$415B
$8.21M 0.28%
21,781
+1,182
+6% +$442K
XLI icon
80
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$7.95M 0.27%
89,785
+30,330
+51% +$2.56M
FCX icon
81
Freeport-McMoran
FCX
$90B
$7.94M 0.27%
305,175
+246,947
+424% +$5.13M
ADBE icon
82
Adobe
ADBE
$89.5B
$7.76M 0.26%
15,526
+566
+4% +$273K
XLY icon
83
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$7.67M 0.26%
95,406
+28,288
+42% +$2.18M
BND icon
84
Vanguard Total Bond Market
BND
$157B
$7.54M 0.26%
85,526
-17,105
-17% -$1.51M
UNH icon
85
UnitedHealth
UNH
$382B
$7.48M 0.25%
21,332
+2,211
+12% +$741K
ALGN icon
86
Align Technology
ALGN
$12B
$7.41M 0.25%
+13,859
New +$6.23M
WM icon
87
Waste Management
WM
$95.9B
$7.34M 0.25%
62,223
-22
-0% -$2.56K
PEP icon
88
PepsiCo
PEP
$186B
$7.32M 0.25%
49,343
+2,209
+5% +$314K
VO icon
89
Vanguard Mid-Cap ETF
VO
$106B
$7.27M 0.25%
140,660
+1,600
+1% +$77.5K
FTEC icon
90
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$7.25M 0.25%
69,396
-295
-0.4% -$28.7K
MO icon
91
Altria Group
MO
$122B
$7.08M 0.24%
172,740
-3,441
-2% -$138K
VB icon
92
Vanguard Small-Cap ETF
VB
$79.5B
$6.94M 0.24%
35,639
+1,959
+6% +$346K
FTSM icon
93
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$6.92M 0.24%
115,195
-35,483
-24% -$2.13M
IMCG icon
94
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$6.87M 0.23%
107,742
+35,418
+49% +$2.09M
SCHG icon
95
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$6.71M 0.23%
417,856
+6,648
+2% +$101K
LMBS icon
96
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$6.59M 0.22%
127,949
+17,954
+16% +$926K
SCHD icon
97
Schwab US Dividend Equity ETF
SCHD
$102B
$6.51M 0.22%
304,446
+19,062
+7% +$387K
ISCG icon
98
iShares Morningstar Small-Cap Growth ETF
ISCG
$960M
$6.43M 0.22%
+127,122
New +$5.76M
XLV icon
99
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$6.33M 0.22%
55,785
+2,066
+4% +$226K
VXX icon
100
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$162M
$6.29M 0.21%
5,857
+1,302
+29% +$1.69M
2 3
4
5 6

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.