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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
76
Starbucks
SBUX
$118B
$6.46M 0.26%
75,182
+6,539
+10% +$522K
FTEC icon
77
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$6.42M 0.25%
69,691
+2,630
+4% +$234K
ARKG icon
78
ARK Genomic Revolution ETF
ARKG
$1.51B
$6.36M 0.25%
99,833
-9,212
-8% -$540K
VTV icon
79
Vanguard Value ETF
VTV
$189B
$6.35M 0.25%
60,724
+2,663
+5% +$279K
BBWI icon
80
Bath & Body Works
BBWI
$4.01B
$6.33M 0.25%
+246,180
New +$5.03M
IWM icon
81
iShares Russell 2000 ETF
IWM
$80.9B
$6.19M 0.24%
41,302
+27,328
+196% +$4.11M
VO icon
82
Vanguard Mid-Cap ETF
VO
$106B
$6.13M 0.24%
139,060
+20,708
+17% +$902K
IAU icon
83
iShares Gold Trust
IAU
$63B
$6.04M 0.24%
167,872
-65,134
-28% -$2.38M
DTE icon
84
DTE Energy
DTE
$31.1B
$6.02M 0.24%
61,447
-2,216
-3% -$217K
XLP icon
85
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.97M 0.24%
93,085
+9,881
+12% +$624K
UNH icon
86
UnitedHealth
UNH
$382B
$5.96M 0.24%
19,121
-25
-0.1% -$7.68K
IJK icon
87
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.95M 0.24%
99,500
+26,324
+36% +$1.57M
MA icon
88
Mastercard
MA
$477B
$5.93M 0.23%
17,522
-1,739
-9% -$565K
SCHG icon
89
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$5.92M 0.23%
411,208
+2,592
+0.6% +$36.1K
INTC icon
90
Intel
INTC
$466B
$5.88M 0.23%
113,512
+1,352
+1% +$70.3K
NFLX icon
91
Netflix
NFLX
$292B
$5.73M 0.23%
114,520
+3,940
+4% +$196K
LMBS icon
92
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$5.68M 0.23%
109,995
+88,326
+408% +$4.57M
XLV icon
93
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$5.67M 0.22%
53,719
-534
-1% -$56.2K
ABMD
94
DELISTED
Abiomed Inc
ABMD
$5.64M 0.22%
+20,372
New +$5.87M
LMT icon
95
Lockheed Martin
LMT
$134B
$5.6M 0.22%
14,609
+246
+2% +$93.9K
ACWV icon
96
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$5.55M 0.22%
60,431
+17,120
+40% +$1.56M
ROKU icon
97
Roku
ROKU
$21.1B
$5.54M 0.22%
29,330
+3,157
+12% +$499K
FTC icon
98
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$5.5M 0.22%
65,489
-1,873
-3% -$154K
UPS icon
99
United Parcel Service
UPS
$97.6B
$5.45M 0.22%
32,688
-4,296
-12% -$625K
KO icon
100
Coca-Cola
KO
$354B
$5.42M 0.21%
109,867
-6,411
-6% -$308K
2 3
4
5 6

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.