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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Costco
COST
$415B
| $4.39M | 0.26% |
15,389
-115
| -0.7% | -$34.9K |
|
77
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $4.38M | 0.26% |
131,295
-12,559
| -9% | -$504K |
|
78
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $4.36M | 0.26% |
86,278
+10,995
| +15% | +$555K |
|
79
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $4.25M | 0.25% |
48,823
-10,172
| -17% | -$925K |
|
80
Vanguard Total Stock Market ETF
VTI
$654B
| $4.13M | 0.25% |
32,080
-4,014
| -11% | -$621K |
|
81
Merck
MRK
$324B
| $4.09M | 0.24% |
55,699
+5,541
| +11% | +$435K |
|
82
Cisco
CSCO
$450B
| $4.05M | 0.24% |
103,160
-19,130
| -16% | -$839K |
|
83
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $4.02M | 0.24% |
73,789
-8,579
| -10% | -$521K |
|
84
CMS Energy
CMS
$23.1B
| $4M | 0.24% |
68,121
-840
| -1% | -$53.8K |
|
85
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $4M | 0.24% |
77,378
+3,374
| +5% | +$176K |
|
86
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $3.99M | 0.24% |
401,144
-18,296
| -4% | -$209K |
|
87
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $3.95M | 0.23% |
90,396
-60,359
| -40% | -$3.1M |
|
88
Clorox
CLX
$11.6B
| $3.94M | 0.23% |
22,741
+5,167
| +29% | +$854K |
|
89
ExxonMobil
XOM
$651B
| $3.92M | 0.23% |
103,251
+3,092
| +3% | +$171K |
|
90
Bank of America
BAC
$435B
| $3.88M | 0.23% |
182,627
-6
| -0% | -$180 |
|
91
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $3.84M | 0.23% |
184,479
-12,553
| -6% | -$346K |
|
92
Caterpillar
CAT
$409B
| $3.83M | 0.23% |
33,037
-1,407
| -4% | -$180K |
|
93
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $3.82M | 0.23% |
45,499
-34,582
| -43% | -$3.67M |
|
94
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $3.78M | 0.22% |
136,574
-26,822
| -16% | -$858K |
|
95
Chevron
CVX
$388B
| $3.78M | 0.22% |
52,179
-3,177
| -6% | -$314K |
|
96
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $3.75M | 0.22% |
228,939
+41,451
| +22% | +$795K |
|
97
Vanguard Mid-Cap ETF
VO
$106B
| $3.75M | 0.22% |
113,912
-7,888
| -6% | -$327K |
|
98
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $3.66M | 0.22% |
51,764
+2,114
| +4% | +$182K |
|
99
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $3.66M | 0.22% |
69,390
+41,520
| +149% | +$2.18M |
|
100
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $3.6M | 0.21% |
59,268
-2,166
| -4% | -$158K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.