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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$853B
$6.03M 0.25%
152,331
+13,764
+10% +$547K
IGPT icon
77
Invesco AI and Next Gen Software ETF
IGPT
$1.25B
$5.99M 0.25%
180,078
+6,879
+4% +$222K
VTI icon
78
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
$5.91M 0.25%
36,094
+3,371
+10% +$528K
WM icon
79
Waste Management
WM
$85.5B
$5.87M 0.25%
51,513
-1,723
-3% -$195K
CSCO icon
80
Cisco
CSCO
$425B
$5.87M 0.25%
122,290
+8,971
+8% +$417K
NOBL icon
81
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.3B
$5.81M 0.25%
153,662
+60,660
+65% +$2.22M
UNH icon
82
UnitedHealth
UNH
$337B
$5.74M 0.24%
19,520
+177
+0.9% +$46.3K
XMMO icon
83
Invesco S&P MidCap Momentum ETF
XMMO
$7B
$5.7M 0.24%
93,172
+7,100
+8% +$421K
IGV icon
84
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$5.61M 0.24%
120,295
+31,740
+36% +$1.41M
XAR icon
85
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.43B
$5.61M 0.24%
51,381
+3,604
+8% +$389K
MCD icon
86
McDonald's
MCD
$176B
$5.58M 0.24%
28,244
-14,700
-34% -$2.92M
FTCS icon
87
First Trust Capital Strength ETF
FTCS
$7.64B
$5.57M 0.24%
92,324
-51,326
-36% -$2.99M
LQDH icon
88
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$575M
$5.57M 0.23%
57,892
-10,456
-15% -$985K
VO icon
89
Vanguard Morningstar Mid-Cap ETF
VO
$104B
$5.43M 0.23%
121,800
+6,020
+5% +$258K
VCIT icon
90
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
$5.39M 0.23%
58,995
+21,173
+56% +$1.93M
KO icon
91
Coca-Cola
KO
$378B
$5.34M 0.23%
96,542
+508
+0.5% +$27.3K
XLV icon
92
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$5.32M 0.22%
52,209
+12,464
+31% +$1.2M
IJS icon
93
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
$5.31M 0.22%
65,992
-20,550
-24% -$1.59M
XLU icon
94
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$5.28M 0.22%
163,396
-130,164
-44% -$4.13M
FTEC icon
95
Fidelity MSCI Information Technology Index ETF
FTEC
$20.9B
$5.21M 0.22%
71,830
+4,493
+7% +$304K
XLP icon
96
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$5.19M 0.22%
82,368
-3,609
-4% -$222K
VB icon
97
Vanguard Morningstar Small-Cap ETF
VB
$78B
$5.18M 0.22%
31,263
+185
+0.6% +$29.5K
GOVI icon
98
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.2B
$5.17M 0.22%
149,931
+9,763
+7% +$342K
PEP icon
99
PepsiCo
PEP
$183B
$5.14M 0.22%
37,646
+1,542
+4% +$210K
ADBE icon
100
Adobe
ADBE
$99.6B
$5.11M 0.22%
15,492
+1,987
+15% +$585K
2 3
4
5 6

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.