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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Walmart Inc
WMT
$871B
| $6.03M | 0.25% |
152,331
+13,764
| +10% | +$547K |
|
77
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
| $5.99M | 0.25% |
180,078
+6,879
| +4% | +$222K |
|
78
Vanguard Total Stock Market ETF
VTI
$654B
| $5.91M | 0.25% |
36,094
+3,371
| +10% | +$528K |
|
79
Waste Management
WM
$95.9B
| $5.87M | 0.25% |
51,513
-1,723
| -3% | -$195K |
|
80
Cisco
CSCO
$450B
| $5.87M | 0.25% |
122,290
+8,971
| +8% | +$417K |
|
81
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $5.81M | 0.25% |
153,662
+60,660
| +65% | +$2.22M |
|
82
UnitedHealth
UNH
$382B
| $5.74M | 0.24% |
19,520
+177
| +0.9% | +$46.3K |
|
83
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
| $5.7M | 0.24% |
93,172
+7,100
| +8% | +$421K |
|
84
iShares Expanded Tech-Software Sector ETF
IGV
$13B
| $5.61M | 0.24% |
120,295
+31,740
| +36% | +$1.41M |
|
85
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
| $5.61M | 0.24% |
51,381
+3,604
| +8% | +$389K |
|
86
McDonald's
MCD
$188B
| $5.58M | 0.24% |
28,244
-14,700
| -34% | -$2.92M |
|
87
First Trust Capital Strength ETF
FTCS
$7.88B
| $5.57M | 0.24% |
92,324
-51,326
| -36% | -$2.99M |
|
88
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
| $5.57M | 0.23% |
57,892
-10,456
| -15% | -$985K |
|
89
Vanguard Mid-Cap ETF
VO
$106B
| $5.43M | 0.23% |
121,800
+6,020
| +5% | +$258K |
|
90
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $5.39M | 0.23% |
58,995
+21,173
| +56% | +$1.93M |
|
91
Coca-Cola
KO
$354B
| $5.34M | 0.23% |
96,542
+508
| +0.5% | +$27.3K |
|
92
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $5.32M | 0.22% |
52,209
+12,464
| +31% | +$1.2M |
|
93
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $5.31M | 0.22% |
65,992
-20,550
| -24% | -$1.59M |
|
94
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $5.28M | 0.22% |
163,396
-130,164
| -44% | -$4.13M |
|
95
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $5.21M | 0.22% |
71,830
+4,493
| +7% | +$304K |
|
96
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $5.19M | 0.22% |
82,368
-3,609
| -4% | -$222K |
|
97
Vanguard Small-Cap ETF
VB
$79.5B
| $5.18M | 0.22% |
31,263
+185
| +0.6% | +$29.5K |
|
98
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
| $5.17M | 0.22% |
149,931
+9,763
| +7% | +$342K |
|
99
PepsiCo
PEP
$186B
| $5.14M | 0.22% |
37,646
+1,542
| +4% | +$210K |
|
100
Adobe
ADBE
$89.5B
| $5.11M | 0.22% |
15,492
+1,987
| +15% | +$585K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.