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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
76
State Street Technology Select Sector SPDR ETF
XLK
$115B
$5.5M 0.26%
136,598
-5,738
-4% -$230K
WMT icon
77
Walmart Inc
WMT
$871B
$5.48M 0.26%
138,567
+1,926
+1% +$72.7K
IJK icon
78
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.42M 0.26%
96,844
-40,088
-29% -$2.25M
XLF icon
79
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$5.4M 0.26%
192,850
-25,301
-12% -$698K
VEA icon
80
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.39M 0.26%
131,193
-6,580
-5% -$269K
MOAT icon
81
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$5.38M 0.26%
107,212
+90
+0.1% +$4.41K
TIP icon
82
iShares TIPS Bond ETF
TIP
$14.5B
$5.38M 0.26%
46,226
-4,733
-9% -$549K
IGPT icon
83
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$5.37M 0.26%
173,199
-4,110
-2% -$134K
BAC icon
84
Bank of America
BAC
$435B
$5.31M 0.25%
181,944
-3,979
-2% -$114K
XLP icon
85
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.28M 0.25%
85,977
+5,856
+7% +$352K
KO icon
86
Coca-Cola
KO
$354B
$5.23M 0.25%
96,034
+10,269
+12% +$550K
DTE icon
87
DTE Energy
DTE
$31.1B
$5.22M 0.25%
46,154
+2,317
+5% +$256K
PCY icon
88
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$5.21M 0.25%
178,894
+141,576
+379% +$4.16M
FPX icon
89
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.11M 0.25%
67,377
+2,469
+4% +$194K
DVY icon
90
iShares Select Dividend ETF
DVY
$24B
$5.11M 0.25%
50,088
+903
+2% +$90K
XAR icon
91
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$5.1M 0.25%
47,777
+41,908
+714% +$4.45M
XMMO icon
92
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$5.01M 0.24%
86,072
+8,319
+11% +$489K
GOVI icon
93
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$4.99M 0.24%
140,168
+116,728
+498% +$4.09M
IXUS icon
94
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$4.98M 0.24%
86,285
+2,614
+3% +$150K
PEP icon
95
PepsiCo
PEP
$186B
$4.95M 0.24%
36,104
-2,562
-7% -$340K
VTI icon
96
Vanguard Total Stock Market ETF
VTI
$654B
$4.94M 0.24%
32,723
+252
+0.8% +$38K
VO icon
97
Vanguard Mid-Cap ETF
VO
$106B
$4.85M 0.23%
115,780
+17,960
+18% +$750K
VB icon
98
Vanguard Small-Cap ETF
VB
$79.5B
$4.78M 0.23%
31,078
+3,350
+12% +$519K
VNQ icon
99
Vanguard Real Estate ETF
VNQ
$39.9B
$4.76M 0.23%
51,056
-663
-1% -$60.2K
UPS icon
100
United Parcel Service
UPS
$97.6B
$4.7M 0.23%
39,182
+13,955
+55% +$1.6M
2 3
4
5 6

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.