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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
76
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.15M 0.29%
50,729
+1,969
+4% +$199K
IHI icon
77
iShares US Medical Devices ETF
IHI
$3.02B
$5.11M 0.29%
132,414
+115,590
+687% +$4.2M
DD icon
78
DuPont de Nemours
DD
$18.6B
$5.08M 0.29%
37,636
+2,626
+8% +$364K
DVY icon
79
iShares Select Dividend ETF
DVY
$24B
$5.02M 0.29%
51,165
-19,919
-28% -$1.91M
ACWI icon
80
iShares MSCI ACWI ETF
ACWI
$32.6B
$5.01M 0.28%
69,490
-81,747
-54% -$5.68M
WM icon
81
Waste Management
WM
$95.9B
$4.94M 0.28%
47,537
+7,147
+18% +$697K
FUTY icon
82
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$4.89M 0.28%
127,768
-37,433
-23% -$1.37M
MOAT icon
83
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$4.86M 0.28%
104,159
+15,419
+17% +$697K
PEP icon
84
PepsiCo
PEP
$186B
$4.61M 0.26%
37,645
+666
+2% +$75.9K
SKYY icon
85
First Trust Cloud Computing ETF
SKYY
$2.74B
$4.61M 0.26%
80,008
+55,869
+231% +$3.05M
F icon
86
Ford
F
$57.3B
$4.59M 0.26%
522,452
+30,471
+6% +$262K
MUB icon
87
iShares National Muni Bond ETF
MUB
$45.1B
$4.58M 0.26%
41,229
+31,254
+313% +$3.43M
DTE icon
88
DTE Energy
DTE
$31.1B
$4.54M 0.26%
42,774
+3,934
+10% +$397K
WMT icon
89
Walmart Inc
WMT
$871B
$4.52M 0.26%
138,987
+4,695
+3% +$152K
XLV icon
90
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$4.5M 0.26%
49,002
-3,830
-7% -$345K
VNQ icon
91
Vanguard Real Estate ETF
VNQ
$39.9B
$4.49M 0.26%
51,671
+16,639
+47% +$1.37M
XLK icon
92
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.47M 0.25%
120,896
+14,606
+14% +$500K
VTI icon
93
Vanguard Total Stock Market ETF
VTI
$654B
$4.44M 0.25%
30,710
-6,614
-18% -$923K
LMT icon
94
Lockheed Martin
LMT
$134B
$4.39M 0.25%
14,627
+1,271
+10% +$373K
XLP icon
95
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.32M 0.25%
76,904
+16,513
+27% +$883K
RSP icon
96
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.31M 0.24%
41,293
+12,293
+42% +$1.24M
CAT icon
97
Caterpillar
CAT
$409B
$4.3M 0.24%
31,722
+129
+0.4% +$17.1K
FDMO icon
98
Fidelity Momentum Factor ETF
FDMO
$934M
$4.3M 0.24%
127,097
-11,497
-8% -$373K
VEA icon
99
Vanguard FTSE Developed Markets ETF
VEA
$226B
$4.28M 0.24%
104,806
-7,280
-6% -$291K
HDV
100
iShares Core High Dividend ETF
HDV
$14.4B
$4.27M 0.24%
228,910
-142,230
-38% -$2.55M
2 3
4
5 6

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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.