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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOOG icon
76
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.85M 0.28%
165,756
-6,510
-4% -$155K
VYM icon
77
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.84M 0.28%
46,592
-1,208
-3% -$104K
WMT icon
78
Walmart Inc
WMT
$871B
$3.83M 0.28%
129,111
+29,187
+29% +$939K
CSCO icon
79
Cisco
CSCO
$450B
$3.74M 0.27%
87,102
-4,191
-5% -$178K
HDV
80
iShares Core High Dividend ETF
HDV
$14.4B
$3.71M 0.27%
219,900
-11,325
-5% -$200K
DIS icon
81
Walt Disney
DIS
$165B
$3.7M 0.27%
36,870
-89
-0.2% -$9.46K
XLP icon
82
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.64M 0.27%
69,192
+376
+0.5% +$20.7K
DTE icon
83
DTE Energy
DTE
$31.1B
$3.62M 0.27%
40,791
-1,334
-3% -$117K
MA icon
84
Mastercard
MA
$477B
$3.61M 0.26%
20,597
-220
-1% -$37.6K
ADBE icon
85
Adobe
ADBE
$89.5B
$3.57M 0.26%
16,526
+12,410
+302% +$2.52M
CAT icon
86
Caterpillar
CAT
$409B
$3.54M 0.26%
23,990
+3,018
+14% +$477K
PEP icon
87
PepsiCo
PEP
$186B
$3.46M 0.25%
31,670
-3,487
-10% -$397K
PM icon
88
Philip Morris
PM
$301B
$3.42M 0.25%
34,455
+1,303
+4% +$136K
MCD icon
89
McDonald's
MCD
$188B
$3.42M 0.25%
21,874
+1,676
+8% +$276K
NKE icon
90
Nike
NKE
$61.9B
$3.38M 0.25%
50,823
+33,775
+198% +$2.23M
HFRO
91
Highland Opportunities and Income Fund
HFRO
$407M
$3.36M 0.25%
+209,860
New +$3.31M
GOOG icon
92
Alphabet (Google) Class C
GOOG
$3.9T
$3.34M 0.24%
64,800
+2,700
+4% +$149K
ARKK icon
93
ARK Innovation ETF
ARKK
$5.89B
$3.32M 0.24%
84,995
+64,559
+316% +$2.64M
MMM icon
94
3M
MMM
$89B
$3.32M 0.24%
18,081
+1,106
+7% +$219K
V icon
95
Visa
V
$677B
$3.3M 0.24%
27,570
+2,311
+9% +$280K
RSP icon
96
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$3.29M 0.24%
33,093
-2,274
-6% -$233K
HON icon
97
Honeywell
HON
$77B
$3.29M 0.24%
25,212
+214
+0.9% +$29.6K
SOXX icon
98
iShares Semiconductor ETF
SOXX
$44.2B
$3.22M 0.24%
53,703
+48
+0.1% +$2.92K
FHLC icon
99
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$3.2M 0.23%
80,457
+8,084
+11% +$335K
FENY icon
100
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$3.2M 0.23%
171,095
-23,429
-12% -$459K
2 3
4
5 6

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.