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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
76
UnitedHealth
UNH
$382B
$3.81M 0.29%
17,262
-244
-1% -$51.7K
OLED icon
77
Universal Display
OLED
$3.71B
$3.74M 0.29%
21,680
-1,247
-5% -$199K
INTC icon
78
Intel
INTC
$464B
$3.72M 0.29%
80,660
+14,856
+23% +$648K
VEA icon
79
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.66M 0.28%
81,559
-1,016
-1% -$44.9K
GOOGL icon
80
Alphabet (Google) Class A
GOOGL
$3.91T
$3.63M 0.28%
68,860
+9,900
+17% +$511K
EFA icon
81
iShares MSCI EAFE ETF
EFA
$76.4B
$3.6M 0.28%
51,157
-5,373
-10% -$374K
RSP icon
82
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$3.57M 0.28%
35,367
+1,874
+6% +$184K
GEM icon
83
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$3.54M 0.27%
98,850
+618
+0.6% +$21.5K
PM icon
84
Philip Morris
PM
$301B
$3.5M 0.27%
33,152
+4,734
+17% +$504K
CSCO icon
85
Cisco
CSCO
$450B
$3.5M 0.27%
91,293
+2,485
+3% +$88.8K
MCD icon
86
McDonald's
MCD
$188B
$3.48M 0.27%
20,198
-670
-3% -$113K
IDV icon
87
iShares International Select Dividend ETF
IDV
$8.25B
$3.48M 0.27%
102,831
+15,368
+18% +$515K
CLX icon
88
Clorox
CLX
$11.6B
$3.47M 0.27%
23,348
+127
+0.5% +$17.3K
HON icon
89
Honeywell
HON
$77B
$3.46M 0.27%
24,998
+111
+0.4% +$14.9K
NEE icon
90
NextEra Energy
NEE
$187B
$3.42M 0.26%
87,652
+1,716
+2% +$66.3K
KO icon
91
Coca-Cola
KO
$354B
$3.4M 0.26%
74,029
+4,188
+6% +$193K
MMM icon
92
3M
MMM
$89B
$3.34M 0.26%
16,975
+2,267
+15% +$436K
CAT icon
93
Caterpillar
CAT
$409B
$3.31M 0.25%
20,972
+1,723
+9% +$239K
FMAT icon
94
Fidelity MSCI Materials Index ETF
FMAT
$585M
$3.3M 0.25%
94,188
+48,655
+107% +$1.66M
WMT icon
95
Walmart Inc
WMT
$871B
$3.29M 0.25%
99,924
+11,766
+13% +$360K
FTEC icon
96
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$3.25M 0.25%
65,032
+8,457
+15% +$416K
GOOG icon
97
Alphabet (Google) Class C
GOOG
$3.9T
$3.25M 0.25%
62,100
+2,380
+4% +$121K
ONEQ icon
98
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.16M 0.24%
116,560
-157,470
-57% -$4.19M
MA icon
99
Mastercard
MA
$477B
$3.15M 0.24%
20,817
+13,741
+194% +$2.04M
XLV icon
100
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.12M 0.24%
37,670
+8,425
+29% +$695K
2 3
4
5 6

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.