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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
UnitedHealth
UNH
$382B
| $3.43M | 0.28% |
17,506
+438
| +3% | +$84.6K |
|
77
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $3.4M | 0.28% |
54,789
+6,749
| +14% | +$404K |
|
78
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
| $3.29M | 0.27% |
98,232
-2,997
| -3% | -$99.5K |
|
79
McDonald's
MCD
$188B
| $3.27M | 0.27% |
20,868
+1,477
| +8% | +$231K |
|
80
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $3.2M | 0.26% |
33,493
-85
| -0.3% | -$7.95K |
|
81
Honeywell
HON
$77B
| $3.19M | 0.26% |
24,887
+2,686
| +12% | +$333K |
|
82
Philip Morris
PM
$301B
| $3.15M | 0.26% |
28,418
+2,649
| +10% | +$308K |
|
83
NextEra Energy
NEE
$187B
| $3.15M | 0.26% |
85,936
+21,484
| +33% | +$787K |
|
84
SPDR Gold Trust
GLD
$131B
| $3.15M | 0.26% |
25,871
+8,654
| +50% | +$1.05M |
|
85
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $3.14M | 0.26% |
129,562
+101,618
| +364% | +$2.48M |
|
86
Coca-Cola
KO
$354B
| $3.14M | 0.26% |
69,841
+6,619
| +10% | +$301K |
|
87
Merck
MRK
$324B
| $3.11M | 0.26% |
50,950
+479
| +0.9% | +$29K |
|
88
Clorox
CLX
$11.6B
| $3.06M | 0.25% |
23,221
+1,599
| +7% | +$215K |
|
89
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
| $3.03M | 0.25% |
57,485
-1,281
| -2% | -$63.5K |
|
|
90
Vanguard Real Estate ETF
VNQ
$39.9B
| $2.99M | 0.25% |
36,033
-86,041
| -70% | -$7.19M |
|
91
Cisco
CSCO
$450B
| $2.99M | 0.25% |
88,808
-28,862
| -25% | -$919K |
|
92
Universal Display
OLED
$3.71B
| $2.95M | 0.24% |
22,927
+10,953
| +91% | +$1.33M |
|
93
iShares International Select Dividend ETF
IDV
$8.25B
| $2.95M | 0.24% |
87,463
+4,002
| +5% | +$134K |
|
94
Skyworks Solutions
SWKS
$9.06B
| $2.95M | 0.24% |
28,946
-40
| -0.1% | -$4.15K |
|
|
CELG
95
DELISTED
Celgene Corp
CELG
| $2.89M | 0.24% |
19,834
+15,866
| +400% | +$2.16M |
|
96
Southern Company
SO
$110B
| $2.88M | 0.24% |
58,506
+4,082
| +8% | +$198K |
|
97
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.87M | 0.24% |
58,960
-200
| -0.3% | -$9.49K |
|
|
98
Alphabet (Google) Class C
GOOG
$3.9T
| $2.86M | 0.24% |
59,720
+5,040
| +9% | +$235K |
|
99
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $2.84M | 0.23% |
107,204
+20,466
| +24% | +$549K |
|
100
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $2.81M | 0.23% |
94,594
-21,806
| -19% | -$636K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.