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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
76
Home Depot
HD
$332B
$2.88M 0.28%
19,600
+638
+3% +$90.5K
LMT icon
77
Lockheed Martin
LMT
$134B
$2.84M 0.28%
10,619
+1,867
+21% +$489K
SSO icon
78
ProShares Ultra S&P500
SSO
$7.82B
$2.82M 0.27%
265,784
-91,024
-26% -$935K
CLX icon
79
Clorox
CLX
$11.6B
$2.78M 0.27%
20,625
+414
+2% +$53.6K
XLE icon
80
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.77M 0.27%
79,390
+26,634
+50% +$963K
XLP icon
81
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2.77M 0.27%
50,740
+2,186
+5% +$117K
AGZ icon
82
iShares Agency Bond ETF
AGZ
$553M
$2.77M 0.27%
24,484
+2,581
+12% +$291K
IYF icon
83
iShares US Financials ETF
IYF
$4.39B
$2.76M 0.27%
53,048
-1,260
-2% -$65.7K
GOOGL icon
84
Alphabet (Google) Class A
GOOGL
$3.91T
$2.76M 0.27%
65,040
+5,180
+9% +$218K
GILD icon
85
Gilead Sciences
GILD
$161B
$2.73M 0.26%
40,168
+2,889
+8% +$203K
AMGN icon
86
Amgen
AMGN
$203B
$2.71M 0.26%
16,520
+7,911
+92% +$1.31M
CC icon
87
Chemours
CC
$2.59B
$2.67M 0.26%
+69,344
New +$2.09M
FHLC icon
88
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$2.67M 0.26%
74,650
+11,460
+18% +$401K
UNH icon
89
UnitedHealth
UNH
$382B
$2.67M 0.26%
16,257
+8,063
+98% +$1.32M
SPLV icon
90
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.66M 0.26%
61,116
-2,575
-4% -$110K
MCD icon
91
McDonald's
MCD
$188B
$2.65M 0.26%
20,485
-326
-2% -$40.9K
HON icon
92
Honeywell
HON
$77B
$2.62M 0.25%
23,231
+194
+0.8% +$21.4K
SO icon
93
Southern Company
SO
$110B
$2.6M 0.25%
52,269
+3,777
+8% +$187K
KO icon
94
Coca-Cola
KO
$354B
$2.57M 0.25%
60,475
+3,060
+5% +$128K
IBM icon
95
IBM
IBM
$202B
$2.56M 0.25%
15,353
+1,427
+10% +$239K
DD icon
96
DuPont de Nemours
DD
$18.6B
$2.54M 0.25%
15,771
+2,392
+18% +$371K
MINT icon
97
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.5M 0.24%
24,569
+5,082
+26% +$516K
O icon
98
Realty Income
O
$61.2B
$2.48M 0.24%
42,961
+5,801
+16% +$336K
IEMG icon
99
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.45M 0.24%
51,354
+10,991
+27% +$506K
GOOG icon
100
Alphabet (Google) Class C
GOOG
$3.9T
$2.43M 0.24%
58,660
+3,200
+6% +$131K
2 3
4
5 6

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WB
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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.