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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
76
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.15M 0.29%
26,525
-837
-3% -$64.2K
WFC icon
77
Wells Fargo
WFC
$261B
$2.15M 0.29%
44,371
-1,924
-4% -$94.2K
FENY icon
78
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$2.12M 0.29%
120,937
+18,069
+18% +$297K
MRK icon
79
Merck
MRK
$324B
$2.05M 0.28%
40,644
-814
-2% -$39.9K
WMT icon
80
Walmart Inc
WMT
$871B
$2.04M 0.28%
89,175
+19,392
+28% +$425K
HR icon
81
Healthcare Realty
HR
$7.42B
$2.03M 0.28%
68,890
-4,881
-7% -$135K
NKE icon
82
Nike
NKE
$61.9B
$1.98M 0.27%
32,279
+1,586
+5% +$95.8K
VEA icon
83
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.96M 0.27%
54,619
+131
+0.2% +$4.52K
FV icon
84
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.94M 0.27%
89,877
-168,165
-65% -$3.5M
IBM icon
85
IBM
IBM
$202B
$1.9M 0.26%
13,092
+3,199
+32% +$409K
COP icon
86
ConocoPhillips
COP
$147B
$1.87M 0.26%
46,375
-2,085
-4% -$79.3K
IJT icon
87
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.84M 0.25%
29,626
-41,078
-58% -$2.39M
PPL
88
PPL Corp
PPL
$27.3B
$1.81M 0.25%
47,536
+23,618
+99% +$839K
GOOG icon
89
Alphabet (Google) Class C
GOOG
$3.9T
$1.78M 0.24%
47,880
+1,920
+4% +$68.8K
GIS icon
90
General Mills
GIS
$19.2B
$1.78M 0.24%
28,050
+1,646
+6% +$95.7K
AMZN icon
91
Amazon
AMZN
$2.5T
$1.77M 0.24%
59,560
+6,240
+12% +$177K
MTUM icon
92
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.76M 0.24%
24,133
+2,307
+11% +$161K
NEE icon
93
NextEra Energy
NEE
$187B
$1.76M 0.24%
59,564
+5,444
+10% +$153K
CIM
94
Chimera Investment
CIM
$1.05B
$1.75M 0.24%
43,008
-423
-1% -$16.4K
SBUX icon
95
Starbucks
SBUX
$118B
$1.75M 0.24%
29,365
+275
+0.9% +$16K
SO icon
96
Southern Company
SO
$110B
$1.74M 0.24%
33,679
+2,515
+8% +$123K
SLYV icon
97
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.74M 0.24%
35,678
-624
-2% -$27.8K
BAC icon
98
Bank of America
BAC
$435B
$1.74M 0.24%
128,438
+5,240
+4% +$70.7K
VOE icon
99
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$1.73M 0.24%
19,840
+9,763
+97% +$796K
IJS icon
100
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$1.72M 0.24%
30,428
+958
+3% +$49.7K
2 3
4
5 6

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.