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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
76
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2M 0.28%
54,488
+19,929
+58% +$747K
HR icon
77
Healthcare Realty
HR
$7.42B
$1.99M 0.28%
73,771
-2,790
-4% -$72K
PM icon
78
Philip Morris
PM
$301B
$1.99M 0.28%
22,595
+286
+1% +$24.8K
XLP icon
79
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.95M 0.27%
38,637
+3,258
+9% +$162K
KMI icon
80
Kinder Morgan
KMI
$73.1B
$1.94M 0.27%
129,746
+50,346
+63% +$1.2M
NKE icon
81
Nike
NKE
$61.9B
$1.92M 0.27%
30,693
+6,703
+28% +$432K
XLK icon
82
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.91M 0.27%
89,392
+61,270
+218% +$1.32M
SCHG icon
83
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.83M 0.26%
277,408
+19,424
+8% +$130K
AAL icon
84
American Airlines Group
AAL
$9.58B
$1.82M 0.25%
42,887
+1,168
+3% +$50.6K
BIDU icon
85
Baidu
BIDU
$35.8B
$1.81M 0.25%
9,565
+5,933
+163% +$1.09M
AMZN icon
86
Amazon
AMZN
$2.5T
$1.8M 0.25%
53,320
+15,080
+39% +$475K
CIM
87
Chimera Investment
CIM
$1.05B
$1.78M 0.25%
43,431
-210
-0.5% -$8.8K
FENY icon
88
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$1.76M 0.25%
102,868
+34,585
+51% +$647K
AMLP icon
89
Alerian MLP ETF
AMLP
$13B
$1.75M 0.24%
29,017
-1,878
-6% -$118K
SBUX icon
90
Starbucks
SBUX
$118B
$1.75M 0.24%
29,090
+10,615
+57% +$646K
GOOG icon
91
Alphabet (Google) Class C
GOOG
$3.9T
$1.74M 0.24%
+45,960
New +$1.65M
O icon
92
Realty Income
O
$61.2B
$1.74M 0.24%
34,807
+2,513
+8% +$120K
IBB icon
93
iShares Biotechnology ETF
IBB
$9.31B
$1.74M 0.24%
15,414
-1,302
-8% -$141K
RSP icon
94
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.73M 0.24%
22,602
-557
-2% -$43.2K
IWB icon
95
iShares Russell 1000 ETF
IWB
$47.7B
$1.69M 0.24%
14,932
+883
+6% +$101K
SLYV icon
96
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.69M 0.24%
36,302
+402
+1% +$20K
UAA icon
97
Under Armour
UAA
$3B
$1.69M 0.24%
42,113
+890
+2% +$40.3K
SPYV icon
98
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.68M 0.23%
69,952
-832
-1% -$20.1K
IVE icon
99
iShares S&P 500 Value ETF
IVE
$48.9B
$1.67M 0.23%
18,817
+365
+2% +$32.6K
GLD icon
100
SPDR Gold Trust
GLD
$131B
$1.62M 0.23%
15,975
-1,562
-9% -$165K
2 3
4
5 6

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.