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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
951
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$344K 0.01%
4,098
+202
+5% +$17.5K
SCM icon
952
Stellus Capital Investment Corp
SCM
$207M
$344K 0.01%
+24,422
New +$352K
PVLA
953
Palvella Therapeutics
PVLA
$2.05B
$342K 0.01%
4,381
+82
+2% +$9.5K
UJAN icon
954
Innovator US Equity Ultra Buffer ETF January
UJAN
$277M
$341K 0.01%
+10,961
New +$335K
IGM icon
955
iShares Expanded Tech Sector ETF
IGM
$9.86B
$341K 0.01%
6,024
-3,474
-37% -$181K
PWB icon
956
Invesco Large Cap Growth ETF
PWB
$2.27B
$341K 0.01%
5,241
-68
-1% -$4.26K
OC icon
957
Owens Corning
OC
$11.5B
$339K 0.01%
3,543
+145
+4% +$13.7K
FRME icon
958
First Merchants
FRME
$2.68B
$338K 0.01%
10,258
+377
+4% +$14.9K
CPRT icon
959
Copart
CPRT
$27.4B
$337K 0.01%
8,964
– –
OLN icon
960
Olin
OLN
$2.51B
$337K 0.01%
6,063
-267
-4% -$15.3K
UFOX
961
Defiance Space and Connective Tech ETF
UFOX
$835M
$335K 0.01%
10,216
-935
-8% -$30K
HYS icon
962
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$335K 0.01%
3,667
-204
-5% -$18.5K
GEHC icon
963
GE HealthCare
GEHC
$28.3B
$335K 0.01%
+4,079
New +$291K
SJT
964
San Juan Basin Royalty Trust
SJT
$118M
$335K 0.01%
31,797
-2,253
-7% -$23.4K
PD icon
965
PagerDuty
PD
$757M
$333K 0.01%
9,527
-910
-9% -$26.7K
NVO
966
Novo Nordisk
NVO
$219B
$332K 0.01%
4,174
-618
-13% -$43.8K
WELL icon
967
Welltower
WELL
$176B
$331K 0.01%
4,620
+769
+20% +$55.8K
DFEV icon
968
Dimensional Emerging Markets Value ETF
DFEV
$1.94B
$331K 0.01%
14,170
+1,737
+14% +$40.8K
IP icon
969
International Paper
IP
$22.5B
$330K 0.01%
9,144
-11,236
-55% -$416K
FVC icon
970
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
$328K 0.01%
9,945
+3,493
+54% +$121K
EMXC icon
971
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.2B
$327K 0.01%
6,624
-4,660
-41% -$230K
PAUG icon
972
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$326K 0.01%
11,036
+2,970
+37% +$86.3K
HR icon
973
Healthcare Realty
HR
$7.47B
$325K 0.01%
16,818
+1,297
+8% +$26.1K
WYNN icon
974
Wynn Resorts
WYNN
$10.4B
$325K 0.01%
2,903
-374
-11% -$39.1K
CXT icon
975
Crane NXT
CXT
$3.07B
$323K 0.01%
8,202
-585
-7% -$23.1K
37 38
39
40 41

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WB
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BPS
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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.