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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXT icon
951
Crane NXT
CXT
$3.12B
$388K 0.01%
10,304
– –
REGN icon
952
Regeneron Pharmaceuticals
REGN
$69.9B
$387K 0.01%
554
-96
-15% -$60.7K
TNDM icon
953
Tandem Diabetes Care
TNDM
$1.18B
$385K 0.01%
3,313
-301
-8% -$35.1K
RGR icon
954
Sturm, Ruger & Co
RGR
$620M
$384K 0.01%
5,520
+162
+3% +$11.2K
ASO icon
955
Academy Sports + Outdoors
ASO
$3.09B
$383K 0.01%
9,732
-14,223
-59% -$522K
CNC icon
956
Centene
CNC
$31.6B
$383K 0.01%
4,550
+1,651
+57% +$135K
HPQ icon
957
HP
HPQ
$24.3B
$383K 0.01%
10,561
-1,347
-11% -$49.7K
EDOW icon
958
First Trust Dow 30 Equal Weight ETF
EDOW
$311M
$382K 0.01%
12,316
-476
-4% -$14.7K
KDP icon
959
Keurig Dr Pepper
KDP
$41B
$381K 0.01%
10,051
+725
+8% +$27.5K
LNT icon
960
Alliant Energy
LNT
$19.1B
$381K 0.01%
6,096
+1,304
+27% +$77.6K
FLRN icon
961
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$380K 0.01%
12,454
+4,142
+50% +$127K
RSPU icon
962
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
$379K 0.01%
6,260
+244
+4% +$13.7K
BIIB icon
963
Biogen
BIIB
$29.5B
$378K 0.01%
+1,793
New +$390K
VWOB icon
964
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$378K 0.01%
5,407
+715
+15% +$51.8K
IYG icon
965
iShares US Financial Services ETF
IYG
$2.16B
$376K 0.01%
6,249
-3,726
-37% -$235K
KNG icon
966
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$376K 0.01%
6,865
+342
+5% +$18.7K
BCI icon
967
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.94B
$375K 0.01%
13,054
– –
AON icon
968
Aon
AON
$78.4B
$373K 0.01%
1,144
+430
+60% +$125K
CBOE icon
969
Cboe Global Markets
CBOE
$30.2B
$371K 0.01%
3,238
-90
-3% -$10.7K
MRSH
970
Marsh
MRSH
$87.5B
$371K 0.01%
2,177
+542
+33% +$85.4K
BLE
971
DELISTED
BlackRock Municipal Income Trust II
BLE
$369K 0.01%
29,914
-185
-0.6% -$2.53K
LQDA icon
972
Liquidia Corp
LQDA
$7.51B
$368K 0.01%
51,255
+20,530
+67% +$129K
SLY
973
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$366K 0.01%
3,906
+103
+3% +$9.64K
VNLA icon
974
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$365K 0.01%
7,428
-493
-6% -$24.3K
OVV icon
975
Ovintiv
OVV
$16.6B
$364K 0.01%
6,731
-296
-4% -$12.8K
37 38
39
40 41

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.