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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVZ icon
951
Invesco
IVZ
$13.3B
$205K 0.01%
17,976
-13,179
-42% -$140K
STPZ icon
952
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$205K 0.01%
3,802
-1,009
-21% -$54.2K
FTNT icon
953
Fortinet
FTNT
$112B
$204K 0.01%
8,670
-69,580
-89% -$1.8M
CMLS
954
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$204K 0.01%
38,062
+301
+0.8% +$1.41K
FCEF icon
955
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.7M
$203K 0.01%
+10,323
New +$202K
RWX icon
956
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$203K 0.01%
+6,844
New +$205K
ULTA icon
957
Ulta Beauty
ULTA
$20.4B
$201K 0.01%
899
-1,099
-55% -$236K
STAG icon
958
STAG Industrial
STAG
$7.86B
$200K 0.01%
+6,563
New +$207K
EMLP icon
959
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$199K 0.01%
10,469
-2,905
-22% -$58.7K
VGR
960
DELISTED
Vector Group Ltd.
VGR
$199K 0.01%
28,963
-75,119
-72% -$512K
PDBC icon
961
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.52B
$196K 0.01%
14,355
+3,676
+34% +$50.3K
BDJ icon
962
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$193K 0.01%
26,448
-1,427
-5% -$10.6K
BTZ icon
963
BlackRock Credit Allocation Income Trust
BTZ
$927M
$191K 0.01%
+13,418
New +$187K
ETB
964
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
$191K 0.01%
14,026
-116
-0.8% -$1.62K
GF
965
New Germany Fund
GF
$184M
$189K 0.01%
11,213
– –
HPE icon
966
Hewlett Packard
HPE
$63.2B
$189K 0.01%
20,209
-2,678
-12% -$25.6K
KIO
967
KKR Income Opportunities Fund
KIO
$450M
$189K 0.01%
13,948
-5,228
-27% -$69.3K
OIL
968
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
$189K 0.01%
15,650
-9,525
-38% -$119K
AXAS
969
DELISTED
Abraxas Petroleum Corp
AXAS
$188K 0.01%
64,525
+660
+1% +$2.52K
BIT icon
970
BlackRock Multi-Sector Income Trust
BIT
$696M
$185K 0.01%
+11,732
New +$183K
GLDI icon
971
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.2M
$184K 0.01%
+935
New +$188K
LQDA icon
972
Liquidia Corp
LQDA
$7.67B
$184K 0.01%
37,330
+17,000
+84% +$98.3K
TSLX icon
973
Sixth Street Specialty
TSLX
$1.59B
$184K 0.01%
10,678
-318
-3% -$5.45K
JWN
974
DELISTED
Nordstrom
JWN
$181K 0.01%
+15,145
New +$227K
BHK icon
975
BlackRock Core Bond Trust
BHK
$642M
$176K 0.01%
+11,263
New +$178K
37 38
39
40 41

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.