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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPP
951
DELISTED
Green Plains Partners LP
GPP
$177K 0.01%
26,443
-2,256
-8% -$13.4K
LQDA icon
952
Liquidia Corp
LQDA
$7.67B
$171K 0.01%
20,330
+6,150
+43% +$46.7K
GF
953
New Germany Fund
GF
$184M
$170K 0.01%
11,213
+250
+2% +$3.41K
AVK
954
Advent Convertible and Income Fund
AVK
$544M
$167K 0.01%
13,112
– –
CC icon
955
Chemours
CC
$2.59B
$163K 0.01%
+10,601
New +$134K
CGC
956
CALL
Canopy Growth
CGC
$375M
$162K 0.01%
1,000
– –
MNDT
957
DELISTED
Mandiant, Inc. Common Stock
MNDT
$162K 0.01%
13,329
+1,900
+17% +$22K
SIRI icon
958
SiriusXM
SIRI
$10B
$161K 0.01%
2,740
+4
+0.1% +$224
RQI icon
959
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$158K 0.01%
14,471
+921
+7% +$9.3K
JBLU icon
960
JetBlue
JBLU
$1.96B
$157K 0.01%
+14,447
New +$142K
BXMX
961
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$155K 0.01%
14,104
-263
-2% -$2.86K
KEY icon
962
KeyCorp
KEY
$24.3B
$155K 0.01%
12,745
+2,385
+23% +$27.7K
NIO icon
963
NIO
NIO
$11.3B
$152K 0.01%
+19,691
New +$86.5K
GNW icon
964
Genworth Financial
GNW
$3.8B
$150K 0.01%
64,755
+15,185
+31% +$47.8K
JFR icon
965
Nuveen Floating Rate Income Fund
JFR
$1.23B
$149K 0.01%
18,803
-2,678
-12% -$20.7K
CMLS
966
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$149K 0.01%
+37,761
New +$172K
VER
967
DELISTED
VEREIT, Inc.
VER
$149K 0.01%
4,641
-1,508
-25% -$42K
AQMS icon
968
Aqua Metals
AQMS
$9.63M
$148K 0.01%
528
– –
INFY icon
969
Infosys
INFY
$45B
$145K 0.01%
15,008
+693
+5% +$6.19K
OFS icon
970
OFS Capital
OFS
$43.8M
$143K 0.01%
31,602
+2,656
+9% +$12.4K
AMJ
971
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$141K 0.01%
+10,687
New +$141K
OGI
972
Organigram Holdings
OGI
$132M
$140K 0.01%
22,470
-1,071
-5% -$7.21K
SABR icon
973
Sabre
SABR
$656M
$140K 0.01%
17,317
+4,478
+35% +$31.7K
EFR
974
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$138K 0.01%
+12,197
New +$132K
PDBC icon
975
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$138K 0.01%
10,679
-15,978
-60% -$194K
37 38
39
40 41

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.