SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+7.2%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$2.27B
AUM Growth
+$196M
Cap. Flow
+$68.7M
Cap. Flow %
3.02%
Top 10 Hldgs %
20.52%
Holding
1,122
New
134
Increased
512
Reduced
369
Closed
86

Top Buys

1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
$7.75M
2
XLK icon
Technology Select Sector SPDR Fund
XLK
$6.44M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$6.28M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$5.71M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$4.69M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.7M
2
NEE icon
NextEra Energy, Inc.
NEE
$6.15M
3
CMG icon
Chipotle Mexican Grill
CMG
$6.11M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$5.44M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
$5.11M

Sector Composition

1 Technology 7.68%
2 Financials 4.7%
3 Healthcare 4.18%
4 Industrials 4%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
REGL icon
951
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.86B
$201K 0.01%
+3,340
New +$201K
REZ icon
952
iShares Residential and Multisector Real Estate ETF
REZ
$809M
$201K 0.01%
2,668
-26,312
-91% -$1.98M
VIOO icon
953
Vanguard S&P Small-Cap 600 ETF
VIOO
$3.04B
$201K 0.01%
+2,646
New +$201K
AVK
954
Advent Convertible and Income Fund
AVK
$551M
$199K 0.01%
13,112
– –
GPK icon
955
Graphic Packaging
GPK
$6.28B
$199K 0.01%
+11,935
New +$199K
SRET icon
956
Global X SuperDividend REIT ETF
SRET
$198M
$197K 0.01%
+4,283
New +$197K
BOX icon
957
Box
BOX
$4.72B
$196K 0.01%
11,682
-600
-5% -$10.1K
GNW icon
958
Genworth Financial
GNW
$3.5B
$193K 0.01%
43,920
-700
-2% -$3.08K
MNDT
959
DELISTED
Mandiant, Inc. Common Stock
MNDT
$193K 0.01%
11,684
-1,656
-12% -$27.4K
EFT
960
Eaton Vance Floating-Rate Income Trust
EFT
$320M
$191K 0.01%
+13,934
New +$191K
INFY icon
961
Infosys
INFY
$67.8B
$189K 0.01%
18,320
-8,618
-32% -$88.9K
VMO icon
962
Invesco Municipal Opportunity Trust
VMO
$621M
$189K 0.01%
15,307
-257
-2% -$3.17K
OGI
963
Organigram Holdings
OGI
$220M
$187K 0.01%
19,103
+2,749
+17% +$26.9K
AM icon
964
Antero Midstream
AM
$8.67B
$185K 0.01%
24,364
+3,181
+15% +$24.2K
NUAN
965
DELISTED
Nuance Communications, Inc.
NUAN
$182K 0.01%
+10,231
New +$182K
HEXO
966
DELISTED
HEXO Corp. Common Shares
HEXO
$179K 0.01%
2,013
+755
+60% +$67.1K
M icon
967
Macy's
M
$4.58B
$173K 0.01%
+10,203
New +$173K
HPE icon
968
Hewlett Packard
HPE
$30.8B
$172K 0.01%
+10,838
New +$172K
NAC icon
969
Nuveen California Quality Municipal Income Fund
NAC
$1.64B
$171K 0.01%
+11,475
New +$171K
RIG icon
970
Transocean
RIG
$2.88B
$167K 0.01%
24,254
-500
-2% -$3.44K
RPAI
971
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$164K 0.01%
+12,249
New +$164K
FCX icon
972
Freeport-McMoran
FCX
$66.4B
$163K 0.01%
12,415
-4,805
-28% -$63.1K
BRSL
973
Brightstar Lottery PLC
BRSL
$3.18B
$163K 0.01%
10,891
-1,196
-10% -$17.9K
VXX icon
974
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$258M
$163K 0.01%
+168
New +$163K
GGN
975
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$752M
$160K 0.01%
36,324
+5,536
+18% +$24.4K
37 38
39
40 41