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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FQAL icon
951
Fidelity Quality Factor ETF
FQAL
$1.41B
$205K 0.01%
+5,426
New +$196K
META icon
952
CALL
Meta Platforms (Facebook)
META
$1.51T
$205K 0.01%
+1,000
New +$194K
RJF icon
953
Raymond James Financial
RJF
$32.5B
$205K 0.01%
+3,429
New +$198K
CACI icon
954
CACI
CACI
$10.8B
$204K 0.01%
+816
New +$190K
CHKP icon
955
Check Point Software Technologies
CHKP
$13.3B
$204K 0.01%
1,843
+15
+0.8% +$1.69K
CHY
956
Calamos Convertible and High Income Fund
CHY
$1.03B
$204K 0.01%
17,870
+1,796
+11% +$20.2K
CI icon
957
Cigna
CI
$76.6B
$204K 0.01%
+996
New +$183K
TOK icon
958
iShares MSCI Kokusai Fund
TOK
$246M
$204K 0.01%
+2,759
New +$196K
DWPP
959
DELISTED
First Trust Dorsey Wright People's Portfolio ETF
DWPP
$204K 0.01%
+6,087
New +$195K
KPTI icon
960
Karyopharm Therapeutics
KPTI
$168M
$203K 0.01%
+707
New +$153K
STX icon
961
Seagate
STX
$193B
$202K 0.01%
+3,403
New +$195K
BUI icon
962
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$201K 0.01%
9,000
– –
EG icon
963
Everest Group
EG
$15.2B
$201K 0.01%
+725
New +$191K
PEY icon
964
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$201K 0.01%
10,597
-323
-3% -$5.94K
REGL icon
965
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$201K 0.01%
+3,340
New +$197K
REZ icon
966
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$201K 0.01%
2,668
-26,312
-91% -$2.04M
VIOO icon
967
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$201K 0.01%
+2,646
New +$195K
AVK
968
Advent Convertible and Income Fund
AVK
$544M
$199K 0.01%
13,112
– –
GPK icon
969
Graphic Packaging
GPK
$3.26B
$199K 0.01%
+11,935
New +$189K
SRET icon
970
Global X SuperDividend REIT ETF
SRET
$237M
$197K 0.01%
+4,283
New +$195K
BOX icon
971
Box
BOX
$4.02B
$196K 0.01%
11,682
-600
-5% -$10.1K
GNW icon
972
Genworth Financial
GNW
$3.8B
$193K 0.01%
43,920
-700
-2% -$2.94K
MNDT
973
DELISTED
Mandiant, Inc. Common Stock
MNDT
$193K 0.01%
11,684
-1,656
-12% -$26.6K
EFT
974
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$191K 0.01%
+13,934
New +$186K
INFY icon
975
Infosys
INFY
$45B
$189K 0.01%
18,320
-8,618
-32% -$86.7K
37 38
39
40 41

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BPS
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.