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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Transocean
RIG
$5.92B
| $111K | 0.01% |
24,754
-900
| -4% | -$4.78K |
|
952
Nuveen Select Maturities Municipal Fund
NIM
$117M
| $107K | 0.01% |
10,325
-10,650
| -51% | -$111K |
|
953
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $105K | 0.01% |
10,807
-146
| -1% | -$1.41K |
|
954
Range Resources
RRC
$9.11B
| $103K | ﹤0.01% |
26,914
-21,201
| -44% | -$102K |
|
955
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $100K | ﹤0.01% |
12,218
-1,913
| -14% | -$15.7K |
|
956
Rayonier Advanced Materials
RYAM
$565M
| $99K | ﹤0.01% |
22,974
-4,469
| -16% | -$19.1K |
|
957
CALL
GE Aerospace
GE
$367B
| $98K | ﹤0.01% |
+2,207
| New | +$104K |
|
|
IGR
958
CBRE Global Real Estate Income Fund
IGR
$712M
| $96K | ﹤0.01% |
12,145
-347
| -3% | -$2.65K |
|
959
Gabelli Equity Trust
GAB
$1.74B
| $86K | ﹤0.01% |
14,784
-1,023
| -6% | -$6.09K |
|
960
Atomera
ATOM
$201M
| $82K | ﹤0.01% |
21,800
+2,500
| +13% | +$10.9K |
|
961
Serina Therapeutics
SER
$31M
| $79K | ﹤0.01% |
1,153
-55
| -5% | -$5.22K |
|
962
Limbach Holdings
LMB
$867M
| $78K | ﹤0.01% |
+15,762
| New | +$106K |
|
|
ADAM
963
Adamas Trust
ADAM
$777M
| $78K | ﹤0.01% |
3,219
+90
| +3% | +$2.21K |
|
964
BlackBerry
BB
$5.01B
| $77K | ﹤0.01% |
14,758
-11,529
| -44% | -$80.9K |
|
|
GOGL
965
DELISTED
Golden Ocean Group
GOGL
| $77K | ﹤0.01% |
13,259
-2,378
| -15% | -$14.5K |
|
|
SAND
966
DELISTED
Sandstorm Gold
SAND
| $77K | ﹤0.01% |
13,600
+2,300
| +20% | +$14K |
|
|
S
967
DELISTED
Sprint Corporation
S
| $76K | ﹤0.01% |
12,302
-180
| -1% | -$1.24K |
|
|
LTHM
968
DELISTED
Livent Corporation
LTHM
| $75K | ﹤0.01% |
11,161
-37
| -0.3% | -$249 |
|
|
NCZ
969
Virtus Convertible & Income Fund II
NCZ
$289M
| $74K | ﹤0.01% |
3,696
+446
| +14% | +$9.02K |
|
970
Ezcorp Inc
EZPW
$1.82B
| $72K | ﹤0.01% |
11,212
-1,819
| -14% | -$15.6K |
|
971
PhenixFIN
PFX
| $70K | ﹤0.01% |
1,354
-81
| -6% | -$4.19K |
|
|
HIX
972
Western Asset High Income Fund II
HIX
$352M
| $69K | ﹤0.01% |
+10,240
| New | +$70K |
|
973
Aegon
AEG
$13.5B
| $66K | ﹤0.01% |
17,375
+1,672
| +11% | +$6.66K |
|
|
CPE
974
DELISTED
Callon Petroleum Company
CPE
| $64K | ﹤0.01% |
+1,484
| New | +$72.4K |
|
|
SABA
975
Saba Capital Income & Opportunities Fund II
SABA
$220M
| $62K | ﹤0.01% |
5,034
| – | – |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.