SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+10.26%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.63B
Cap. Flow %
-127.16%
Top 10 Hldgs %
23.75%
Holding
1,224
New
33
Increased
29
Reduced
773
Closed
380

Top Buys

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$14.2M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$4.35M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$4.01M
4
IOO icon
iShares Global 100 ETF
IOO
$3.98M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
$2.14M

Top Sells

1
AAPL icon
Apple
AAPL
$101M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$82.9M
3
AMZN icon
Amazon
AMZN
$33.8M
4
MSFT icon
Microsoft
MSFT
$32.3M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
$26.9M

Sector Composition

1 Technology 11.6%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XMMO icon
926
Invesco S&P MidCap Momentum ETF
XMMO
$4.36B
– –
-6,735
Closed -$542K
XOP icon
927
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
– –
-3,285
Closed -$486K
XSD icon
928
SPDR S&P Semiconductor ETF
XSD
$1.43B
– –
-13,366
Closed -$2.62M
XSVM icon
929
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$592M
– –
-6,638
Closed -$320K
XVV icon
930
iShares ESG Screened S&P 500 ETF
XVV
$448M
– –
-8,365
Closed -$271K
YUM icon
931
Yum! Brands
YUM
$40.1B
– –
-2,733
Closed -$341K
YYY icon
932
Amplify High Income ETF
YYY
$604M
– –
-11,531
Closed -$128K
FFLG icon
933
Fidelity Fundamental Large Cap Growth ETF
FFLG
$478M
– –
-16,237
Closed -$266K
QQQH
934
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$335M
– –
-5,555
Closed -$224K
BERY
935
DELISTED
Berry Global Group, Inc.
BERY
– –
-5,543
Closed -$315K
UTRN
936
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
– –
-38,885
Closed -$894K
BSJO
937
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
– –
-48,969
Closed -$1.1M
AY
938
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-11,823
Closed -$226K
TFFP
939
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-5,802
Closed -$50.8K
TUP
940
DELISTED
Tupperware Brands Corporation
TUP
– –
0
– –
AMJ
941
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-10,563
Closed -$261K
NTG
942
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-5,916
Closed -$202K
AJXA
943
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
– –
-8,696
Closed -$210K
EIGR
944
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-1,383
Closed -$12.7K
CPE
945
DELISTED
Callon Petroleum Company
CPE
– –
-11,761
Closed -$460K
FSR
946
DELISTED
Fisker Inc.
FSR
– –
-24,289
Closed -$156K
SPLK
947
DELISTED
Splunk Inc
SPLK
– –
-5,208
Closed -$762K
HCDIP
948
DELISTED
Harbor Custom Development, Inc. 8.0% Series A Cumulative Convertible Preferred Stock, no par value
HCDIP
– –
-16,511
Closed -$73.6K
IBHC
949
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
– –
-33,232
Closed -$786K
BSJN
950
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
– –
-50,650
Closed -$1.19M
36 37
38
39 40