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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QINT icon
926
American Century Quality Diversified International ETF
QINT
$652M
$295K 0.01%
6,875
+577
+9% +$25.5K
ULTA icon
927
Ulta Beauty
ULTA
$20.4B
$295K 0.01%
738
-1
-0.1% -$437
GGN
928
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$295K 0.01%
80,495
+1,783
+2% +$6.7K
LONZ icon
929
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$576M
$293K 0.01%
+5,833
New +$292K
UTWO icon
930
US Treasury 2 Year Note ETF
UTWO
$482M
$293K 0.01%
6,114
+1,937
+46% +$93.1K
FYLD icon
931
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
$293K 0.01%
12,205
+992
+9% +$24.2K
ESTC icon
932
Elastic
ESTC
$6.1B
$292K 0.01%
+3,594
New +$245K
PWB icon
933
Invesco Large Cap Growth ETF
PWB
$2.29B
$292K 0.01%
4,301
+2
+0% +$141
JHG
934
DELISTED
Janus Henderson
JHG
$292K 0.01%
11,289
-254
-2% -$6.95K
FALN icon
935
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$291K 0.01%
11,715
-5,480
-32% -$138K
PBR.A icon
936
Petrobras Class A
PBR.A
$107B
$290K 0.01%
21,183
– –
SUSB icon
937
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$290K 0.01%
12,209
+10
+0.1% +$239
ESGE icon
938
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$286K 0.01%
9,452
-1,257
-12% -$39.8K
OBIL icon
939
US Treasury 12 Month Bill ETF
OBIL
$301M
$286K 0.01%
5,727
+1,006
+21% +$50.1K
PBI icon
940
Pitney Bowes
PBI
$2.42B
$285K 0.01%
94,409
+9,340
+11% +$32K
DBND icon
941
DoubleLine Opportunistic Bond ETF
DBND
$734M
$283K 0.01%
+6,422
New +$291K
MDYG icon
942
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$283K 0.01%
4,093
-2,338
-36% -$168K
ASML icon
943
ASML
ASML
$675B
$282K 0.01%
478
+145
+44% +$96.3K
PENN icon
944
PENN Entertainment
PENN
$2.74B
$282K 0.01%
+12,272
New +$297K
VWOB icon
945
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$281K 0.01%
4,744
-962
-17% -$58.9K
NXPI icon
946
NXP Semiconductors
NXPI
$68B
$280K 0.01%
+1,398
New +$289K
DOX icon
947
Amdocs
DOX
$5.53B
$279K 0.01%
3,308
+727
+28% +$65.7K
CAG icon
948
Conagra Brands
CAG
$7.07B
$279K 0.01%
10,156
-1,752
-15% -$54K
RSPT icon
949
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$278K 0.01%
9,869
+1,169
+13% +$34.1K
IBML
950
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$278K 0.01%
10,880
+49
+0.5% +$1.25K
36 37
38
39 40

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.