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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKQ icon
926
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$376K 0.01%
7,481
-5
-0.1% -$238
SYNA icon
927
Synaptics
SYNA
$4.45B
$375K 0.01%
3,378
+1,256
+59% +$145K
BFH icon
928
Bread Financial
BFH
$4.34B
$375K 0.01%
12,378
+3,591
+41% +$134K
RCL icon
929
Royal Caribbean
RCL
$78.2B
$375K 0.01%
+5,739
New +$379K
PGF icon
930
Invesco Financial Preferred ETF
PGF
$674M
$372K 0.01%
25,599
-7,684
-23% -$118K
UITB icon
931
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$371K 0.01%
7,944
+39
+0.5% +$1.81K
STX icon
932
Seagate
STX
$181B
$369K 0.01%
5,588
-332
-6% -$21.1K
BUFF icon
933
Innovator Laddered Allocation Power Buffer ETF
BUFF
$908M
$369K 0.01%
10,263
-55
-0.5% -$1.94K
ZION icon
934
Zions Bancorporation
ZION
$10.1B
$368K 0.01%
+12,295
New +$563K
GRID
935
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.2B
$367K 0.01%
3,761
-351
-9% -$33K
CP icon
936
Canadian Pacific Kansas City
CP
$81.4B
$367K 0.01%
4,772
+312
+7% +$24.1K
FEN
937
DELISTED
First Trust Energy Income and Growth Fund
FEN
$366K 0.01%
28,235
-2,121
-7% -$29K
DIN icon
938
Dine Brands
DIN
$443M
$364K 0.01%
5,385
-21
-0.4% -$1.54K
SKT icon
939
Tanger
SKT
$4.8B
$360K 0.01%
18,356
+715
+4% +$13.3K
BIP icon
940
Brookfield Infrastructure Partners
BIP
$18.6B
$360K 0.01%
10,667
+73
+0.7% +$2.46K
PTMC icon
941
Pacer Trendpilot US Mid Cap ETF
PTMC
$394M
$359K 0.01%
11,318
-2,716
-19% -$89.2K
PSA icon
942
Public Storage
PSA
$60.7B
$355K 0.01%
1,175
-24
-2% -$7.06K
BLDR icon
943
Builders FirstSource
BLDR
$7.83B
$354K 0.01%
3,988
-2,383
-37% -$189K
SPLK
944
DELISTED
Splunk Inc
SPLK
$354K 0.01%
3,689
-135
-4% -$12.9K
FRPT icon
945
Freshpet
FRPT
$2.95B
$354K 0.01%
5,342
+1,495
+39% +$91.8K
SPHB icon
946
Invesco S&P 500 High Beta ETF
SPHB
$969M
$350K 0.01%
5,008
+7
+0.1% +$489
SCWO icon
947
374Water
SCWO
$38.3M
$350K 0.01%
7,419
+636
+9% +$21.8K
IEO icon
948
iShares US Oil & Gas Exploration & Production ETF
IEO
$562M
$349K 0.01%
+4,070
New +$364K
COR icon
949
Cencora
COR
$60.7B
$347K 0.01%
2,168
+214
+11% +$34K
XAR icon
950
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$345K 0.01%
2,949
-296
-9% -$34.4K
36 37
38
39 40

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.