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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
926
Albemarle
ALB
$13.7B
$341K 0.01%
+2,331
New +$374K
DIVO icon
927
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$340K 0.01%
9,857
+2,874
+41% +$96.2K
HYGV icon
928
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$340K 0.01%
6,870
+950
+16% +$46.9K
OIH icon
929
VanEck Oil Services ETF
OIH
$2.06B
$340K 0.01%
1,780
-490
-22% -$92.3K
FDRR icon
930
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
$339K 0.01%
+8,436
New +$326K
PWB icon
931
Invesco Large Cap Growth ETF
PWB
$2.29B
$336K 0.01%
4,941
+69
+1% +$4.73K
SKT icon
932
Tanger
SKT
$4.8B
$335K 0.01%
22,127
+134
+0.6% +$1.98K
ULTA icon
933
Ulta Beauty
ULTA
$20.7B
$333K 0.01%
1,076
+25
+2% +$7.77K
MSFT icon
934
CALL
Microsoft
MSFT
$2.89T
$330K 0.01%
+1,400
New +$325K
VNLA icon
935
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$330K 0.01%
+6,578
New +$331K
TWOU
936
DELISTED
2U Inc
TWOU
$330K 0.01%
288
+97
+51% +$123K
REGI
937
PUT
DELISTED
Renewable Energy Group, Inc.
REGI
$330K 0.01%
+5,000
New +$429K
TSI
938
TCW Strategic Income Fund
TSI
$213M
$327K 0.01%
57,412
-7,550
-12% -$42.4K
X
939
DELISTED
US Steel
X
$327K 0.01%
12,481
-17,111
-58% -$338K
ENPH icon
940
Enphase Energy
ENPH
$5.01B
$326K 0.01%
2,009
-413
-17% -$74.1K
FTNT icon
941
Fortinet
FTNT
$112B
$326K 0.01%
8,830
-2,500
-22% -$81.8K
VIS icon
942
Vanguard Industrials ETF
VIS
$8.26B
$326K 0.01%
1,719
-371
-18% -$66.1K
VIVO
943
VivoPower PLC
VIVO
$120M
$325K 0.01%
+3,220
New +$362K
PFC
944
DELISTED
Premier Financial Corp. Common Stock
PFC
$325K 0.01%
9,758
+420
+4% +$12.4K
CXT icon
945
Crane NXT
CXT
$3.12B
$324K 0.01%
9,924
-576
-5% -$17.1K
ICLR icon
946
Icon
ICLR
$13B
$323K 0.01%
1,646
-55
-3% -$10.9K
TOTL icon
947
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$323K 0.01%
6,704
-585
-8% -$28.6K
FCOM icon
948
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$321K 0.01%
6,504
-726
-10% -$35.1K
IGM icon
949
iShares Expanded Tech Sector ETF
IGM
$9.92B
$321K 0.01%
5,334
-462
-8% -$27.6K
QQEW icon
950
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$321K 0.01%
3,106
-31,209
-91% -$3.22M
36 37
38
39 40

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.