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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMK
926
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$217K 0.01%
8,171
+28
+0.3% +$742
GPM
927
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$217K 0.01%
39,851
-7,968
-17% -$44K
QLD icon
928
ProShares Ultra QQQ
QLD
$12.6B
$216K 0.01%
+9,448
New +$208K
OFS icon
929
OFS Capital
OFS
$43.8M
$215K 0.01%
45,563
+13,961
+44% +$64K
REZ icon
930
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$215K 0.01%
+3,526
New +$217K
FMAT icon
931
Fidelity MSCI Materials Index ETF
FMAT
$585M
$214K 0.01%
+6,242
New +$211K
FPF
932
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$214K 0.01%
9,972
+41
+0.4% +$891
GPN icon
933
Global Payments
GPN
$22.1B
$213K 0.01%
1,202
-222
-16% -$38.4K
WFC.PRL icon
934
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$213K 0.01%
159
– –
PBCT
935
DELISTED
People's United Financial Inc
PBCT
$213K 0.01%
20,633
+1,294
+7% +$14.1K
AES icon
936
AES
AES
$10.6B
$212K 0.01%
+11,701
New +$195K
RHP icon
937
Ryman Hospitality Properties
RHP
$8.4B
$212K 0.01%
+5,762
New +$204K
MRSH
938
Marsh
MRSH
$86.3B
$211K 0.01%
+1,835
New +$210K
NCLH icon
939
Norwegian Cruise Line
NCLH
$8.89B
$211K 0.01%
12,334
-942
-7% -$14.9K
INFO
940
DELISTED
IHS Markit Ltd. Common Shares
INFO
$211K 0.01%
2,690
-872
-24% -$69.4K
MSFT icon
941
CALL
Microsoft
MSFT
$2.84T
$210K 0.01%
+1,000
New +$210K
NVAX icon
942
Novavax
NVAX
$1.23B
$210K 0.01%
1,939
-781
-29% -$95.1K
LITS
943
Lite Strategy Inc
LITS
$33.6M
$209K 0.01%
+3,348
New +$202K
ICLN icon
944
iShares Global Clean Energy ETF
ICLN
$2.34B
$208K 0.01%
+11,273
New +$176K
ESGR
945
DELISTED
Enstar Group
ESGR
$207K 0.01%
+1,280
New +$218K
SPIP icon
946
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$207K 0.01%
+6,699
New +$206K
AM icon
947
Antero Midstream
AM
$10.8B
$206K 0.01%
38,368
+3,504
+10% +$21.4K
CHRW icon
948
C.H. Robinson
CHRW
$22B
$206K 0.01%
+2,017
New +$189K
CHX
949
DELISTED
ChampionX
CHX
$206K 0.01%
25,734
+4,750
+23% +$45.8K
ICE icon
950
Intercontinental Exchange
ICE
$82.4B
$206K 0.01%
+2,062
New +$203K
36 37
38
39 40

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.