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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
| $220K | 0.01% |
8,529
-63,603
| -88% | -$1.55M |
|
927
MillerKnoll
MLKN
$1.5B
| $218K | 0.01% |
5,223
-681
| -12% | -$31.5K |
|
928
Steel Dynamics
STLD
$35.6B
| $218K | 0.01% |
+6,403
| New | +$204K |
|
929
KKR & Co
KKR
$89.2B
| $216K | 0.01% |
+7,400
| New | +$211K |
|
930
Unitil
UTL
$1,000M
| $216K | 0.01% |
3,491
+21
| +0.6% | +$1.3K |
|
931
Arlo Technologies
ARLO
$1.4B
| $214K | 0.01% |
+50,900
| New | +$175K |
|
|
AGNT
932
AGNT Inc
AGNT
$664M
| $214K | 0.01% |
37,792
| – | – |
|
933
Prosperity Bancshares
PB
$8.77B
| $214K | 0.01% |
+2,976
| New | +$210K |
|
934
Intercontinental Exchange
ICE
$82.4B
| $213K | 0.01% |
+2,302
| New | +$214K |
|
935
CALL
Invesco QQQ Trust
QQQ
$455B
| $213K | 0.01% |
+1,000
| New | +$200K |
|
936
Virtus Private Credit Strategy ETF
VPC
$29.8M
| $213K | 0.01% |
+8,499
| New | +$212K |
|
937
CALL
Alibaba
BABA
$269B
| $212K | 0.01% |
+1,000
| New | +$188K |
|
938
Scotiabank
BNS
$106B
| $212K | 0.01% |
3,758
-606
| -14% | -$34.4K |
|
939
iShares Morningstar Small-Cap ETF
ISCB
$281M
| $212K | 0.01% |
+4,496
| New | +$204K |
|
|
MDP
940
DELISTED
Meredith Corporation
MDP
| $212K | 0.01% |
+6,521
| New | +$232K |
|
|
CGC
941
CALL
Canopy Growth
CGC
$375M
| $211K | 0.01% |
+1,000
| New | +$198K |
|
|
AGN
942
DELISTED
Allergan plc
AGN
| $209K | 0.01% |
1,090
-162
| -13% | -$29.2K |
|
943
Hartford Financial Services
HIG
$38.5B
| $208K | 0.01% |
3,415
-147
| -4% | -$8.82K |
|
944
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
| $208K | 0.01% |
2,808
-20,617
| -88% | -$1.48M |
|
945
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
| $208K | 0.01% |
5,068
-94
| -2% | -$3.83K |
|
946
Dell
DELL
$283B
| $207K | 0.01% |
7,931
-565
| -7% | -$14.7K |
|
947
Pinnacle Financial Partners Inc
PNFP
$15.5B
| $207K | 0.01% |
+3,232
| New | +$195K |
|
948
Texas Pacific Land
TPL
$28.9B
| $206K | 0.01% |
2,376
-702
| -23% | -$51.3K |
|
|
KL
949
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $206K | 0.01% |
4,682
-1,424
| -23% | -$63.1K |
|
950
eBay
EBAY
$48.6B
| $205K | 0.01% |
5,681
-1,466
| -21% | -$53.1K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.