We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTS
926
DELISTED
Preferred Apartment Communities, Inc.
APTS
$177K 0.01%
12,227
-2,205
-15% -$31.8K
PDBC icon
927
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$173K 0.01%
11,079
-6,246
-36% -$99.3K
FSD
928
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$173K 0.01%
11,411
-74
-0.6% -$1.1K
BRSL
929
Brightstar Lottery PLC
BRSL
$1.91B
$172K 0.01%
12,087
+69
+0.6% +$915
ENBL
930
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$170K 0.01%
+14,098
New +$184K
FDD icon
931
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$166K 0.01%
13,022
-750
-5% -$9.32K
FCX icon
932
Freeport-McMoran
FCX
$90B
$165K 0.01%
17,220
-1,175
-6% -$12.1K
HBI
933
DELISTED
Hanesbrands
HBI
$163K 0.01%
10,640
-12,261
-54% -$187K
SNAP icon
934
Snap
SNAP
$7.32B
$162K 0.01%
+10,279
New +$165K
AGNT
935
AGNT Inc
AGNT
$664M
$158K 0.01%
37,792
+500
+1% +$2.38K
AM icon
936
Antero Midstream
AM
$10.8B
$157K 0.01%
+21,183
New +$183K
AT
937
DELISTED
Atlantic Power Corporation
AT
$155K 0.01%
66,224
+4,415
+7% +$10.6K
MDR
938
DELISTED
McDermott International
MDR
$155K 0.01%
76,548
+35,425
+86% +$218K
MFA
939
MFA Financial
MFA
$929M
$154K 0.01%
5,237
+472
+10% +$13.7K
AQMS icon
940
Aqua Metals
AQMS
$9.63M
$153K 0.01%
451
+4
+0.9% +$1.46K
EFR
941
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$152K 0.01%
11,679
+132
+1% +$1.72K
NFJ
942
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$150K 0.01%
12,250
-1,206
-9% -$14.8K
CRON
943
Cronos Group
CRON
$1.05B
$148K 0.01%
16,362
-4,383
-21% -$56K
GGN
944
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$134K 0.01%
30,788
+3,185
+12% +$14.3K
OI icon
945
O-I Glass
OI
$1.39B
$134K 0.01%
13,032
+1,233
+10% +$15.9K
ZEPP
946
Zepp Health
ZEPP
$71.9M
$133K 0.01%
3,325
-950
-22% -$39.9K
X
947
DELISTED
US Steel
X
$128K 0.01%
+11,041
New +$142K
CLF icon
948
Cleveland-Cliffs
CLF
$6.81B
$121K 0.01%
+16,701
New +$150K
ZYXI
949
DELISTED
Zynex
ZYXI
$121K 0.01%
14,007
– –
SIRI icon
950
SiriusXM
SIRI
$10B
$112K 0.01%
1,794
-210
-10% -$12.9K
36 37
38
39 40

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.