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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSM icon
926
Fortuna Silver Mines
FSM
$2.59B
$42K ﹤0.01%
12,517
-296
-2% -$1.1K
NE
927
CALL
DELISTED
Noble Corporation
NE
$36K ﹤0.01%
+12,500
New +$38.9K
AVP
928
DELISTED
Avon Products, Inc.
AVP
$36K ﹤0.01%
+12,200
New +$30.7K
XXII
929
22nd Century Group
XXII
$1.47M
– –
0
– –
NE
930
DELISTED
Noble Corporation
NE
$33K ﹤0.01%
11,623
+468
+4% +$1.46K
VANIW
931
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
$31K ﹤0.01%
+20,167
New +$37.3K
DF
932
DELISTED
Dean Foods Company
DF
$31K ﹤0.01%
10,193
-1,266
-11% -$5.09K
ASXC
933
DELISTED
Asensus Surgical, Inc.
ASXC
$28K ﹤0.01%
918
+77
+9% +$2.58K
TGB
934
Trekor Metals
TGB
$2.56B
$20K ﹤0.01%
+34,000
New +$20.3K
RAD
935
DELISTED
Rite Aid Corporation
RAD
$19K ﹤0.01%
1,464
-415
-22% -$6.4K
FGP
936
DELISTED
Ferrellgas Partners, L.P.
FGP
$18K ﹤0.01%
+13,535
New +$16.9K
CLIR icon
937
ClearSign Technologies
CLIR
$22M
$14K ﹤0.01%
+1,557
New +$17.1K
VIVS
938
VivoSim Labs
VIVS
$1.46M
$12K ﹤0.01%
50
+1
+2% +$252
VRML
939
DELISTED
Vermillion, Inc.
VRML
$12K ﹤0.01%
+10,000
New +$8.4K
CYTO
940
DELISTED
Altamira Therapeutics Ltd
CYTO
$6K ﹤0.01%
+2
New +$6.43K
AAPL icon
941
CALL
Apple
AAPL
$4.89T
– –
-17,600
Closed -$694K
AGZD icon
942
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
– –
-15,610
Closed -$369K
BA icon
943
CALL
Boeing
BA
$165B
– –
-900
Closed -$290K
BBDC icon
944
Barings BDC
BBDC
$862M
– –
-10,120
Closed -$91K
BKT icon
945
BlackRock Income Trust
BKT
$330M
– –
-17,536
Closed -$297K
BTG icon
946
B2Gold
BTG
$5.16B
– –
-17,000
Closed -$50K
BTZ icon
947
BlackRock Credit Allocation Income Trust
BTZ
$927M
– –
-17,038
Closed -$190K
CALF icon
948
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
– –
-12,806
Closed -$297K
CDE icon
949
Coeur Mining
CDE
$15.6B
– –
-36,834
Closed -$165K
CNC icon
950
Centene
CNC
$31.3B
– –
-3,810
Closed -$220K
36 37
38
39 40

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.