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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
901
Trade Desk
TTD
$8.51B
$403K 0.01%
8,214
-1,396
-15% -$88.6K
RDDT icon
902
Reddit
RDDT
$35.2B
$402K 0.01%
1,746
-334
-16% -$68.2K
ARKW icon
903
ARK Web x.0 ETF
ARKW
$1.65B
$401K 0.01%
2,297
+847
+58% +$134K
ZIM icon
904
ZIM Integrated Shipping Services
ZIM
$2.97B
$400K 0.01%
29,528
-3,803
-11% -$57.7K
VIGI icon
905
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$400K 0.01%
4,465
+191
+4% +$17K
SLB icon
906
SLB Ltd
SLB
$77.1B
$400K 0.01%
11,604
-152
-1% -$5.29K
BTI icon
907
British American Tobacco
BTI
$131B
$398K 0.01%
7,507
+528
+8% +$28.7K
SPMD icon
908
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$396K 0.01%
6,923
-1,050
-13% -$59.2K
XVV icon
909
iShares ESG Screened S&P 500 ETF
XVV
$640M
$393K 0.01%
7,621
-596
-7% -$29.5K
QQQI icon
910
NEOS Nasdaq 100 High Income ETF
QQQI
$13.2B
$392K 0.01%
+7,240
New +$384K
AGI icon
911
Alamos Gold
AGI
$12.4B
$392K 0.01%
11,238
-28,302
-72% -$809K
IGRO icon
912
iShares International Dividend Growth ETF
IGRO
$1.28B
$392K 0.01%
4,917
+387
+9% +$30.4K
WPC icon
913
W.P. Carey
WPC
$17B
$391K 0.01%
5,793
-832
-13% -$54.5K
URNM icon
914
Sprott Uranium Miners ETF
URNM
$1.81B
$391K 0.01%
6,475
+1,160
+22% +$58.4K
QBTS icon
915
D-Wave Quantum
QBTS
$7.12B
$390K 0.01%
+15,769
New +$287K
PHYS icon
916
Sprott Physical Gold
PHYS
$14.7B
$389K 0.01%
13,135
-46,780
-78% -$1.24M
WSM icon
917
Williams-Sonoma
WSM
$27.3B
$388K 0.01%
1,987
+5
+0.3% +$956
CLSE icon
918
Convergence Long/Short Equity ETF
CLSE
$787M
$388K 0.01%
14,905
– –
MELI icon
919
Mercado Libre
MELI
$93B
$388K 0.01%
166
-315
-65% -$756K
ULTA icon
920
Ulta Beauty
ULTA
$20.7B
$387K 0.01%
708
+3
+0.4% +$1.54K
PID icon
921
Invesco International Dividend Achievers ETF
PID
$921M
$387K 0.01%
18,186
+4,175
+30% +$87.8K
RSBA
922
Return Stacked Bonds & Merger Arbitrage ETF
RSBA
$52.7M
$384K 0.01%
18,005
-945
-5% -$20K
SBSW icon
923
Sibanye-Stillwater
SBSW
$6.03B
$384K 0.01%
34,174
-77,237
-69% -$675K
VT icon
924
Vanguard Total World Stock ETF
VT
$76.4B
$384K 0.01%
2,785
+901
+48% +$120K
SUSA icon
925
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$383K 0.01%
2,823
-2,249
-44% -$294K
35 36
37
38 39

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.