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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSL icon
901
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$340K 0.01%
3,134
+230
+8% +$24.9K
CPNG icon
902
Coupang
CPNG
$27.8B
$339K 0.01%
+15,480
New +$360K
EMB icon
903
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$337K 0.01%
3,719
-327
-8% -$29.6K
DKNG icon
904
DraftKings
DKNG
$11.4B
$336K 0.01%
10,113
-713
-7% -$29.3K
SPEM icon
905
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$335K 0.01%
8,499
+626
+8% +$24.6K
MAGS icon
906
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.81B
$334K 0.01%
7,291
-4,177
-36% -$218K
VTWO icon
907
Vanguard Russell 2000 ETF
VTWO
$17.3B
$334K 0.01%
4,144
-725
-15% -$63.6K
AZN icon
908
AstraZeneca
AZN
$263B
$333K 0.01%
2,265
+209
+10% +$30.2K
FDT icon
909
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$332K 0.01%
+5,707
New +$327K
LULU icon
910
lululemon athletica
LULU
$13B
$332K 0.01%
1,172
+157
+15% +$57.6K
CCS icon
911
Century Communities
CCS
$2B
$330K 0.01%
4,925
+200
+4% +$14.5K
GSY icon
912
Invesco Ultra Short Duration ETF
GSY
$3.82B
$330K 0.01%
+6,582
New +$330K
GCOW icon
913
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$329K 0.01%
8,894
-6,421
-42% -$229K
HIMU
914
iShares High Yield Muni Active ETF
HIMU
$2.37B
$328K 0.01%
+6,632
New +$332K
ZS icon
915
Zscaler
ZS
$23B
$327K 0.01%
1,648
+494
+43% +$98.4K
QTUM icon
916
Defiance Quantum ETF
QTUM
$5.25B
$326K 0.01%
+4,370
New +$353K
XVV icon
917
iShares ESG Screened S&P 500 ETF
XVV
$638M
$325K 0.01%
7,598
-49
-0.6% -$2.22K
TSLA icon
918
PUT
Tesla
TSLA
$1.24T
$325K 0.01%
+20,000
New +$6.67M
SPYX icon
919
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$324K 0.01%
7,083
-166
-2% -$8.01K
TAXF icon
920
American Century Diversified Municipal Bond ETF
TAXF
$667M
$323K 0.01%
6,527
-867
-12% -$43.5K
IAI icon
921
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$322K 0.01%
2,299
-238
-9% -$35.4K
FMF icon
922
First Trust Managed Futures Strategy Fund
FMF
$250M
$320K 0.01%
+6,932
New +$327K
WSM icon
923
Williams-Sonoma
WSM
$26.7B
$320K 0.01%
2,022
+96
+5% +$18.6K
RQI icon
924
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$320K 0.01%
+25,439
New +$323K
KRE icon
925
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$318K 0.01%
5,601
-682
-11% -$41.4K
35 36
37
38 39

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.