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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
901
Seagate
STX
$193B
$345K 0.01%
3,154
-36
-1% -$3.68K
FEX icon
902
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$344K 0.01%
3,298
-4,862
-60% -$485K
PRFZ icon
903
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$343K 0.01%
8,249
+1,497
+22% +$60K
ARKQ icon
904
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$342K 0.01%
5,622
-1,025
-15% -$57.6K
PWB icon
905
Invesco Large Cap Growth ETF
PWB
$2.29B
$342K 0.01%
3,468
– –
LQDH icon
906
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$341K 0.01%
3,663
+9
+0.2% +$832
APLE icon
907
Apple Hospitality REIT
APLE
$3.96B
$341K 0.01%
22,933
+289
+1% +$4.18K
BKH icon
908
Black Hills Corp
BKH
$5.73B
$341K 0.01%
5,571
-991
-15% -$57.8K
MDYG icon
909
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$340K 0.01%
3,880
-132
-3% -$11.3K
LW icon
910
Lamb Weston
LW
$6.82B
$338K 0.01%
5,221
+2,764
+112% +$183K
SOFI icon
911
SoFi Technologies
SOFI
$21.1B
$337K 0.01%
42,929
-13,084
-23% -$95.1K
SVOL icon
912
Simplify Volatility Premium ETF
SVOL
$527M
$337K 0.01%
+15,344
New +$341K
XVV icon
913
iShares ESG Screened S&P 500 ETF
XVV
$638M
$337K 0.01%
7,614
-243
-3% -$10.4K
TRUP icon
914
Trupanion
TRUP
$1.05B
$336K 0.01%
+8,007
New +$312K
ILMN icon
915
Illumina
ILMN
$29.4B
$334K 0.01%
2,559
-232
-8% -$28.6K
HII icon
916
Huntington Ingalls Industries
HII
$11.3B
$334K 0.01%
1,262
+19
+2% +$5.03K
AZO icon
917
AutoZone
AZO
$48.3B
$331K 0.01%
105
-3
-3% -$9.21K
LIT icon
918
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$330K 0.01%
7,578
-525
-6% -$20K
CGMU icon
919
Capital Group Municipal Income ETF
CGMU
$6.35B
$330K 0.01%
12,018
+1,819
+18% +$49.6K
SNPS icon
920
Synopsys
SNPS
$71.5B
$329K 0.01%
649
-1,219
-65% -$654K
LDOS icon
921
Leidos
LDOS
$14.1B
$327K 0.01%
2,009
-136
-6% -$20.6K
ZION icon
922
Zions Bancorporation
ZION
$10.1B
$327K 0.01%
6,927
-241
-3% -$11.4K
IAI icon
923
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$326K 0.01%
+2,534
New +$313K
COF icon
924
Capital One
COF
$124B
$325K 0.01%
2,170
+362
+20% +$51.5K
VFH icon
925
Vanguard Financials ETF
VFH
$13.3B
$325K 0.01%
2,954
-3
-0.1% -$318
35 36
37
38 39

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.