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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BERY
901
DELISTED
Berry Global Group, Inc.
BERY
$315K 0.01%
+5,543
New +$326K
TJUL icon
902
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
$315K 0.01%
+12,882
New +$319K
PKW icon
903
Invesco BuyBack Achievers ETF
PKW
$1.69B
$312K 0.01%
+3,469
New +$319K
CDNS icon
904
Cadence Design Systems
CDNS
$90B
$312K 0.01%
1,332
+187
+16% +$43.8K
SPAB icon
905
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$312K 0.01%
+12,810
New +$319K
WELL icon
906
Welltower
WELL
$178B
$310K 0.01%
3,779
+249
+7% +$20.5K
ASO icon
907
Academy Sports + Outdoors
ASO
$2.89B
$307K 0.01%
6,490
-704
-10% -$37.7K
DDOG icon
908
Datadog
DDOG
$87.9B
$306K 0.01%
3,361
+125
+4% +$12.4K
FDT icon
909
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$306K 0.01%
6,091
-1,292
-17% -$67.6K
IMVT icon
910
Immunovant
IMVT
$8.09B
$306K 0.01%
7,965
-3,935
-33% -$88.9K
SHV icon
911
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$306K 0.01%
2,767
+855
+45% +$94.3K
HYS icon
912
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$304K 0.01%
3,362
+142
+4% +$12.9K
VFH icon
913
Vanguard Financials ETF
VFH
$13.3B
$304K 0.01%
3,778
+934
+33% +$78.1K
AZO icon
914
AutoZone
AZO
$48.3B
$303K 0.01%
119
-1,489
-93% -$3.74M
MUR icon
915
Murphy Oil
MUR
$5.58B
$302K 0.01%
+6,670
New +$290K
CGMU icon
916
Capital Group Municipal Income ETF
CGMU
$6.35B
$302K 0.01%
+11,766
New +$309K
BKNG icon
917
Booking.com
BKNG
$138B
$302K 0.01%
+2,425
New +$294K
WTRG icon
918
Essential Utilities
WTRG
$11.2B
$301K 0.01%
8,777
+246
+3% +$9.53K
SNDX icon
919
Syndax Pharmaceuticals
SNDX
$1.84B
$301K 0.01%
20,750
-10
-0% -$189
PAXS
920
PIMCO Access Income Fund
PAXS
$660M
$301K 0.01%
21,670
– –
MTB icon
921
M&T Bank
MTB
$36.2B
$300K 0.01%
2,374
+27
+1% +$3.52K
SPH icon
922
Suburban Propane Partners
SPH
$1.23B
$299K 0.01%
18,609
+616
+3% +$9.1K
FMF icon
923
First Trust Managed Futures Strategy Fund
FMF
$250M
$297K 0.01%
6,067
-291
-5% -$14.2K
INAB icon
924
IN8bio
INAB
$11.5M
$296K 0.01%
9,502
+189
+2% +$7.09K
GEHC icon
925
GE HealthCare
GEHC
$27.6B
$296K 0.01%
4,354
+830
+24% +$60.4K
35 36
37
38 39

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.