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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
901
Progressive
PGR
$125B
$428K 0.01%
+3,756
New +$406K
SPDW icon
902
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$428K 0.01%
12,484
+247
+2% +$8.57K
BAX icon
903
Baxter International
BAX
$12.1B
$427K 0.01%
5,507
-14
-0.3% -$1.17K
SNDX icon
904
Syndax Pharmaceuticals
SNDX
$1.82B
$427K 0.01%
24,590
– –
UPST icon
905
Upstart Holdings
UPST
$2.63B
$426K 0.01%
3,904
+1,502
+63% +$173K
DAUG icon
906
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$424K 0.01%
12,132
+579
+5% +$20K
NGG icon
907
National Grid
NGG
$81.6B
$424K 0.01%
6,127
+179
+3% +$11.9K
PEG icon
908
Public Service Enterprise Group
PEG
$39.5B
$424K 0.01%
6,051
-859
-12% -$56.9K
AOM icon
909
iShares Core Moderate Allocation ETF
AOM
$1.75B
$423K 0.01%
9,837
-423
-4% -$18.4K
VIGI icon
910
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$423K 0.01%
5,351
-1,377
-20% -$110K
MASI
911
DELISTED
Masimo
MASI
$422K 0.01%
2,900
-5
-0.2% -$960
PBI icon
912
Pitney Bowes
PBI
$2.46B
$422K 0.01%
81,220
+7,188
+10% +$38.9K
SCHA icon
913
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$422K 0.01%
+17,814
New +$421K
ISCV icon
914
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$421K 0.01%
7,164
-546
-7% -$31.7K
FNV icon
915
Franco-Nevada
FNV
$41.4B
$420K 0.01%
2,635
-3,073
-54% -$442K
XRX icon
916
Xerox
XRX
$357M
$416K 0.01%
20,632
-4,463
-18% -$93.8K
FBC
917
DELISTED
Flagstar Bancorp, Inc. New
FBC
$416K 0.01%
9,800
+121
+1% +$5.57K
BBBY
918
Bed Bath & Beyond
BBBY
$512M
$415K 0.01%
10,382
+5,147
+98% +$229K
GNW icon
919
Genworth Financial
GNW
$3.79B
$414K 0.01%
109,485
+13,972
+15% +$56.1K
DFUS
920
Dimensional US Equity ETF
DFUS
$20.6B
$413K 0.01%
8,418
+1
+0% +$48
CIK
921
Credit Suisse Asset Management Income Fund
CIK
$135M
$412K 0.01%
135,037
-62,390
-32% -$199K
IHF icon
922
iShares US Healthcare Providers ETF
IHF
$1.21B
$412K 0.01%
7,280
+760
+12% +$41.7K
IYT icon
923
iShares US Transportation ETF
IYT
$2.32B
$412K 0.01%
6,108
-860
-12% -$56.6K
MFC icon
924
Manulife Financial
MFC
$73.2B
$410K 0.01%
19,213
-672
-3% -$13.8K
OMC icon
925
Omnicom Group
OMC
$23.5B
$410K 0.01%
4,833
-108
-2% -$8.68K
35 36
37
38 39

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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.