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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
901
DELISTED
Magellan Midstream Partners, L.P.
MMP
$416K 0.01%
9,121
+555
+6% +$26.4K
BR icon
902
Broadridge
BR
$17.7B
$415K 0.01%
2,492
+130
+6% +$22.1K
BHK icon
903
BlackRock Core Bond Trust
BHK
$644M
$409K 0.01%
24,690
+695
+3% +$11.5K
ZEN
904
DELISTED
ZENDESK INC
ZEN
$409K 0.01%
3,511
-4,071
-54% -$526K
EIGR
905
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$408K 0.01%
2,038
+1,506
+283% +$358K
CBOE icon
906
Cboe Global Markets
CBOE
$30.2B
$407K 0.01%
+3,282
New +$401K
QPX icon
907
AdvisorShares Q Dynamic Growth ETF
QPX
$31.1M
$407K 0.01%
14,550
+100
+0.7% +$2.88K
RH icon
908
RH
RH
$3.4B
$407K 0.01%
611
+135
+28% +$92.9K
TSN icon
909
Tyson Foods
TSN
$21.4B
$407K 0.01%
5,156
-1,900
-27% -$143K
INTU icon
910
Intuit
INTU
$83.1B
$406K 0.01%
752
+102
+16% +$55K
QQQX icon
911
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$406K 0.01%
14,306
+3,353
+31% +$98.9K
BZUN
912
Baozun
BZUN
$164M
$403K 0.01%
23,007
-7,421
-24% -$183K
HYGV icon
913
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$402K 0.01%
8,075
+660
+9% +$32.9K
QTAP icon
914
Innovator Growth Accelerated Plus ETF April
QTAP
$20.2M
$402K 0.01%
14,206
-35
-0.2% -$1K
DDOG icon
915
Datadog
DDOG
$89.7B
$401K 0.01%
2,840
+25
+0.9% +$3.16K
SYNA icon
916
Synaptics
SYNA
$4.55B
$400K 0.01%
+2,227
New +$374K
XSMO icon
917
Invesco S&P SmallCap Momentum ETF
XSMO
$3.03B
$400K 0.01%
7,507
-3,666
-33% -$194K
MUA icon
918
BlackRock MuniAssets Fund
MUA
$529M
$399K 0.01%
26,286
+634
+2% +$10.3K
CUZ icon
919
Cousins Properties
CUZ
$5.28B
$398K 0.01%
10,682
– –
EVV
920
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$398K 0.01%
30,204
+6,946
+30% +$92.2K
LITS
921
Lite Strategy Inc
LITS
$33.2M
$398K 0.01%
7,218
+2,995
+71% +$165K
DFUS
922
Dimensional US Equity ETF
DFUS
$20.6B
$397K 0.01%
8,416
– –
EDOW icon
923
First Trust Dow 30 Equal Weight ETF
EDOW
$311M
$391K 0.01%
13,056
-712
-5% -$22K
PXD
924
DELISTED
Pioneer Natural Resource Co.
PXD
$391K 0.01%
2,347
+336
+17% +$50.8K
CSQ icon
925
Calamos Strategic Total Return Fund
CSQ
$3.21B
$390K 0.01%
21,981
-1,422
-6% -$26.2K
35 36
37
38 39

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.