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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
901
Booking.com
BKNG
$128B
$361K 0.01%
3,850
+100
+3% +$8.88K
PCY icon
902
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
$359K 0.01%
13,424
+4,884
+57% +$135K
MMP
903
DELISTED
Magellan Midstream Partners, L.P.
MMP
$357K 0.01%
8,230
-284
-3% -$12.4K
SLY
904
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$357K 0.01%
3,796
+324
+9% +$29.4K
WYY icon
905
WidePoint Corp
WYY
$132M
$356K 0.01%
+38,700
New +$457K
DBL
906
DoubleLine Opportunistic Credit Fund
DBL
$274M
$355K 0.01%
18,001
+27
+0.2% +$534
FDT icon
907
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.34B
$355K 0.01%
5,905
+170
+3% +$10.1K
SPGI icon
908
S&P Global
SPGI
$119B
$355K 0.01%
1,006
-170
-14% -$56.6K
PCI
909
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$353K 0.01%
15,836
-4,543
-22% -$98.6K
IPAY icon
910
Amplify Mobile Payments ETF
IPAY
$170M
$352K 0.01%
5,263
+1,363
+35% +$92.3K
NIO icon
911
CALL
NIO
NIO
$9.1B
$351K 0.01%
+9,000
New +$459K
OUSA icon
912
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$729M
$350K 0.01%
8,772
-257
-3% -$9.87K
VSTO
913
DELISTED
Vista Outdoor Inc.
VSTO
$349K 0.01%
+10,869
New +$337K
FXN icon
914
First Trust Energy AlphaDEX Fund
FXN
$395M
$348K 0.01%
+34,427
New +$330K
ALLE icon
915
Allegion
ALLE
$13.1B
$346K 0.01%
2,753
+335
+14% +$38.7K
MELI icon
916
Mercado Libre
MELI
$92.4B
$346K 0.01%
235
+112
+91% +$190K
FVC icon
917
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$345K 0.01%
10,082
-402
-4% -$13.3K
TAP icon
918
Molson Coors Class B
TAP
$7.29B
$345K 0.01%
6,742
-18
-0.3% -$874
VPL icon
919
Vanguard FTSE Pacific ETF
VPL
$8.69B
$345K 0.01%
4,226
-149
-3% -$12.2K
MUA icon
920
BlackRock MuniAssets Fund
MUA
$658M
$344K 0.01%
22,588
-4,456
-16% -$66.5K
ESGR
921
DELISTED
Enstar Group
ESGR
$343K 0.01%
1,390
+19
+1% +$4.31K
FDD icon
922
First Trust STOXX European Select Dividend Income Fund
FDD
$943M
$343K 0.01%
24,304
+867
+4% +$11.8K
LEG
923
DELISTED
Leggett & Platt
LEG
$343K 0.01%
7,520
-2,436
-24% -$108K
ATOM icon
924
Atomera
ATOM
$157M
$342K 0.01%
13,950
-35,900
-72% -$1.05M
RSPT icon
925
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.91B
$342K 0.01%
12,660
+1,710
+16% +$44.8K
35 36
37
38 39

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.