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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
901
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$301K 0.01%
23,437
-4,758
-17% -$55.9K
URI icon
902
United Rentals
URI
$70.2B
$300K 0.01%
1,294
-111
-8% -$23.4K
RDS.A
903
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$300K 0.01%
8,535
-14,665
-63% -$458K
EVV
904
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$298K 0.01%
23,808
+39
+0.2% +$470
ECPG icon
905
Encore Capital Group
ECPG
$2.03B
$297K 0.01%
7,616
+256
+3% +$9.31K
TSN icon
906
Tyson Foods
TSN
$21.4B
$296K 0.01%
4,592
+59
+1% +$3.67K
SPDW icon
907
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$295K 0.01%
8,729
-28
-0.3% -$882
ABMD
908
DELISTED
Abiomed Inc
ABMD
$295K 0.01%
910
-19,462
-96% -$5.38M
ATR icon
909
AptarGroup
ATR
$8.51B
$294K 0.01%
2,151
-79
-4% -$9.8K
TEAM icon
910
Atlassian
TEAM
$24.3B
$293K 0.01%
1,254
-89
-7% -$18.8K
BVN icon
911
Compañía de Minas Buenaventura
BVN
$8.06B
$291K 0.01%
+23,879
New +$291K
FDNI icon
912
First Trust Dow Jones International Internet ETF
FDNI
$31M
$291K 0.01%
+6,417
New +$273K
GRVY
913
GRAVITY
GRVY
$427M
$291K 0.01%
1,610
-4,191
-72% -$626K
HYGV icon
914
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$291K 0.01%
5,920
-4,745
-44% -$226K
AQMS icon
915
Aqua Metals
AQMS
$9.78M
$290K 0.01%
483
– –
NGD
916
DELISTED
New Gold Inc
NGD
$290K 0.01%
+132,492
New +$270K
SIL icon
917
Global X Silver Miners ETF NEW
SIL
$4.09B
$290K 0.01%
+6,362
New +$278K
WST icon
918
West Pharmaceutical
WST
$23.3B
$288K 0.01%
1,015
-651
-39% -$183K
CSQ icon
919
Calamos Strategic Total Return Fund
CSQ
$3.21B
$287K 0.01%
18,200
-755
-4% -$11K
GORO icon
920
Goldgroup Mining Inc.
GORO
$162M
$287K 0.01%
+98,492
New +$306K
PAVE icon
921
Global X US Infrastructure Development ETF
PAVE
$14.2B
$286K 0.01%
+13,475
New +$262K
PSA icon
922
Public Storage
PSA
$60.5B
$286K 0.01%
1,239
-433
-26% -$99.3K
AM icon
923
Antero Midstream
AM
$10.4B
$285K 0.01%
36,973
-1,395
-4% -$9.46K
DNL icon
924
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$285K 0.01%
+7,478
New +$265K
NVAX icon
925
Novavax
NVAX
$1.23B
$285K 0.01%
2,559
+620
+32% +$65.9K
35 36
37
38 39

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.