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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCG icon
901
First Trust Natural Gas ETF
FCG
$642M
$232K 0.01%
38,219
+25,877
+210% +$189K
IYK icon
902
iShares US Consumer Staples ETF
IYK
$1.39B
$232K 0.01%
+4,656
New +$222K
SPYM
903
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$232K 0.01%
5,899
+4
+0.1% +$156
KBH icon
904
KB Home
KBH
$3.48B
$231K 0.01%
+6,010
New +$210K
PHO icon
905
Invesco Water Resources ETF
PHO
$1.97B
$231K 0.01%
5,812
-259
-4% -$10.1K
BMAR icon
906
Innovator US Equity Buffer ETF March
BMAR
$248M
$230K 0.01%
8,155
-400
-5% -$11.2K
NAD icon
907
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$229K 0.01%
15,773
-6,206
-28% -$90.1K
AIVL icon
908
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$228K 0.01%
3,028
-87
-3% -$6.63K
BKLN icon
909
Invesco Senior Loan ETF
BKLN
$6.97B
$227K 0.01%
+10,419
New +$226K
STX icon
910
Seagate
STX
$193B
$227K 0.01%
4,597
-53,884
-92% -$2.53M
QCLN icon
911
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$225K 0.01%
+5,083
New +$195K
ETJ
912
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$224K 0.01%
23,410
-30,856
-57% -$306K
ISCB icon
913
iShares Morningstar Small-Cap ETF
ISCB
$281M
$224K 0.01%
5,708
+248
+5% +$9.8K
DNP icon
914
DNP Select Income Fund
DNP
$4.18B
$222K 0.01%
22,107
+150
+0.7% +$1.59K
UFOX
915
Defiance Space and Connective Tech ETF
UFOX
$851M
$222K 0.01%
+7,796
New +$224K
IEUR icon
916
iShares Core MSCI Europe ETF
IEUR
$8.66B
$221K 0.01%
4,945
-295
-6% -$13.4K
TAP icon
917
Molson Coors Class B
TAP
$7.68B
$221K 0.01%
6,582
-193
-3% -$6.96K
VWOB icon
918
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$221K 0.01%
+2,801
New +$224K
DBX icon
919
Dropbox
DBX
$6.81B
$220K 0.01%
+11,428
New +$238K
SRNE
920
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$219K 0.01%
+19,610
New +$179K
CODI icon
921
Compass Diversified
CODI
$755M
$218K 0.01%
11,428
-1,417
-11% -$24.1K
FTV icon
922
Fortive
FTV
$19B
$218K 0.01%
+4,537
New +$207K
APAM icon
923
Artisan Partners
APAM
$2.79B
$217K 0.01%
+5,563
New +$204K
IDNA icon
924
iShares Genomics Immunology and Healthcare ETF
IDNA
$189M
$217K 0.01%
+5,580
New +$215K
JCI icon
925
Johnson Controls International
JCI
$87.5B
$217K 0.01%
+5,304
New +$208K
35 36
37
38 39

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.