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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCV icon
901
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$236K 0.01%
4,929
-24
-0.5% -$1.1K
VOD icon
902
Vodafone
VOD
$34.9B
$236K 0.01%
12,187
+771
+7% +$15.4K
FPF
903
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$235K 0.01%
9,957
+36
+0.4% +$856
INDA icon
904
iShares MSCI India ETF
INDA
$6.71B
$235K 0.01%
6,696
-145
-2% -$4.97K
SPDW icon
905
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$235K 0.01%
+7,483
New +$228K
FYX icon
906
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$233K 0.01%
3,592
-528
-13% -$32.8K
VV icon
907
Vanguard Large-Cap ETF
VV
$51.9B
$231K 0.01%
+1,565
New +$221K
UN
908
DELISTED
Unilever NV New York Registry Shares
UN
$230K 0.01%
4,005
-538
-12% -$31.8K
DALI icon
909
First Trust DorseyWright DALI 1 ETF
DALI
$98.6M
$229K 0.01%
10,846
-1,547
-12% -$31.4K
CB icon
910
Chubb
CB
$140B
$228K 0.01%
1,465
+78
+6% +$11.9K
GPC icon
911
Genuine Parts
GPC
$17.1B
$228K 0.01%
2,144
-631
-23% -$64.9K
VLUE icon
912
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$228K 0.01%
+2,539
New +$218K
ZBH icon
913
Zimmer Biomet
ZBH
$17.7B
$228K 0.01%
1,570
-1,655
-51% -$228K
ITB icon
914
iShares US Home Construction ETF
ITB
$2.41B
$227K 0.01%
5,105
-665
-12% -$29.7K
LDOS icon
915
Leidos
LDOS
$14.1B
$227K 0.01%
+2,316
New +$204K
TCF
916
DELISTED
TCF Financial Corporation Common Stock
TCF
$227K 0.01%
+4,846
New +$201K
FTXL icon
917
First Trust Nasdaq Semiconductor ETF
FTXL
$2.22B
$226K 0.01%
+5,487
New +$208K
AKAM icon
918
Akamai
AKAM
$16.8B
$225K 0.01%
2,599
+18
+0.7% +$1.57K
ROST icon
919
Ross Stores
ROST
$76.6B
$225K 0.01%
1,930
+13
+0.7% +$1.46K
ATAXZ
920
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$225K 0.01%
29,162
+2,765
+10% +$21.3K
IOVA icon
921
Iovance Biotherapeutics
IOVA
$2.23B
$223K 0.01%
+8,066
New +$183K
IYK icon
922
iShares US Consumer Staples ETF
IYK
$1.39B
$222K 0.01%
5,007
-150
-3% -$6.41K
SHM icon
923
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$222K 0.01%
+4,525
New +$222K
BPY
924
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$222K 0.01%
+12,165
New +$230K
VIS icon
925
Vanguard Industrials ETF
VIS
$8.23B
$221K 0.01%
1,439
-201
-12% -$30.2K
35 36
37
38 39

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.