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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSS
901
DELISTED
Golden Star Resources Ltd.
GSS
$88K 0.01%
+22,257
New +$81.9K
AEF
902
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$87K ﹤0.01%
+11,962
New +$84.6K
PFX icon
903
PhenixFIN
PFX
$83K ﹤0.01%
1,336
-11
-0.8% -$688
BCS icon
904
Barclays
BCS
$94.1B
$82K ﹤0.01%
10,423
-887
-8% -$7.13K
BCX icon
905
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$82K ﹤0.01%
+10,078
New +$79.6K
CIG icon
906
CEMIG Preferred Shares
CIG
$6.09B
$80K ﹤0.01%
43,748
-213,836
-83% -$403K
AWP
907
abrdn Global Premier Properties Fund
AWP
$377M
$78K ﹤0.01%
+4,332
New +$73.6K
NCZ
908
Virtus Convertible & Income Fund II
NCZ
$289M
$78K ﹤0.01%
3,400
– –
AEG icon
909
Aegon
AEG
$13.5B
$76K ﹤0.01%
18,598
– –
VHC icon
910
CALL
VirnetX Holding Corp
VHC
$52.3M
$74K ﹤0.01%
+585
New +$60.6K
SABA
911
Saba Capital Income & Opportunities Fund II
SABA
$220M
$70K ﹤0.01%
5,534
– –
LYG icon
912
Lloyds Banking Group
LYG
$87.4B
$69K ﹤0.01%
21,595
+2,895
+15% +$8.85K
ADAM
913
Adamas Trust
ADAM
$777M
$68K ﹤0.01%
2,794
+83
+3% +$2.04K
GOGL
914
DELISTED
Golden Ocean Group
GOGL
$66K ﹤0.01%
13,849
-721
-5% -$3.94K
ONIT
915
Onity Group
ONIT
$333M
$65K ﹤0.01%
+2,377
New +$66.9K
ZYXI
916
DELISTED
Zynex
ZYXI
$63K ﹤0.01%
+15,510
New +$67.5K
SAND
917
DELISTED
Sandstorm Gold
SAND
$62K ﹤0.01%
11,300
-1,723
-13% -$9.09K
SJT
918
San Juan Basin Royalty Trust
SJT
$117M
$61K ﹤0.01%
11,349
-2,855
-20% -$14.3K
DBRG icon
919
DigitalBridge
DBRG
$2.94B
$54K ﹤0.01%
+2,539
New +$56.7K
TULP
920
Bloomia Holdings
TULP
$54K ﹤0.01%
5,757
– –
KGC icon
921
Kinross Gold
KGC
$28.5B
$52K ﹤0.01%
+15,100
New +$50.4K
ATOM icon
922
Atomera
ATOM
$201M
$50K ﹤0.01%
19,000
– –
SAN icon
923
Banco Santander
SAN
$194B
$50K ﹤0.01%
11,330
-1,735
-13% -$7.92K
CHK
924
DELISTED
Chesapeake Energy Corporation
CHK
$49K ﹤0.01%
79
+20
+34% +$11.2K
AFMD
925
DELISTED
Affimed
AFMD
$46K ﹤0.01%
+1,085
New +$39K
35 36
37
38 39

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.