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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNY icon
876
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
$420K 0.01%
7,066
+1
+0% +$59
GXO icon
877
GXO Logistics
GXO
$6.1B
$420K 0.01%
8,328
+334
+4% +$16.6K
DNP icon
878
DNP Select Income Fund
DNP
$4.14B
$419K 0.01%
38,064
-340
-0.9% -$3.87K
HZNP
879
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$418K 0.01%
3,830
-163
-4% -$18K
AOM icon
880
iShares Core Moderate Allocation ETF
AOM
$1.75B
$416K 0.01%
10,428
+61
+0.6% +$2.4K
BEN icon
881
Franklin Resources
BEN
$17.2B
$416K 0.01%
15,424
+1,820
+13% +$53.2K
JPEM icon
882
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$383M
$414K 0.01%
+8,191
New +$416K
AIG icon
883
American International
AIG
$42.3B
$412K 0.01%
8,184
-2,271
-22% -$133K
OUSA icon
884
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$411K 0.01%
9,762
-604
-6% -$25.1K
MRSH
885
Marsh
MRSH
$87.9B
$411K 0.01%
2,467
+161
+7% +$26.8K
MDYV icon
886
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$411K 0.01%
6,214
-815
-12% -$55.9K
KRNT icon
887
Kornit Digital
KRNT
$706M
$404K 0.01%
20,878
+1,618
+8% +$36.5K
FNOV icon
888
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$402K 0.01%
10,705
-820
-7% -$30.1K
BJAN icon
889
Innovator US Equity Buffer ETF January
BJAN
$342M
$401K 0.01%
11,407
-2,696
-19% -$92.6K
PZA icon
890
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$400K 0.01%
16,898
-23,746
-58% -$559K
REGN icon
891
Regeneron Pharmaceuticals
REGN
$70.7B
$400K 0.01%
487
-148
-23% -$112K
TAN icon
892
Invesco Solar ETF
TAN
$1.46B
$400K 0.01%
5,149
-337
-6% -$25.8K
BSEP icon
893
Innovator US Equity Buffer ETF September
BSEP
$215M
$398K 0.01%
12,393
+262
+2% +$8.23K
CCL icon
894
Carnival Corporation Ltd
CCL
$36.6B
$397K 0.01%
39,140
-6,823
-15% -$70.7K
CPE
895
DELISTED
Callon Petroleum Company
CPE
$397K 0.01%
11,876
+1,808
+18% +$68.1K
DKNG icon
896
DraftKings
DKNG
$12B
$397K 0.01%
20,500
-2,119
-9% -$35.2K
PAPR icon
897
Innovator US Equity Power Buffer ETF April
PAPR
$947M
$396K 0.01%
+13,464
New +$389K
OSCV icon
898
Opus Small Cap Value ETF
OSCV
$707M
$393K 0.01%
12,612
+114
+0.9% +$3.63K
VONV icon
899
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$392K 0.01%
5,872
-7,604
-56% -$515K
OXLC
900
Oxford Lane Capital
OXLC
$820M
$392K 0.01%
14,993
+7,249
+94% +$202K
34 35
36
37 38

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.