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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNDM icon
876
Tandem Diabetes Care
TNDM
$1.18B
$437K 0.01%
3,664
-243
-6% -$26.8K
URI icon
877
United Rentals
URI
$70.2B
$437K 0.01%
1,245
+18
+1% +$6.04K
PLUG icon
878
Plug Power
PLUG
$2.87B
$434K 0.01%
17,012
-70
-0.4% -$1.88K
SKIN icon
879
SkinHealth Systems
SKIN
$96.9M
$434K 0.01%
+16,700
New +$367K
CALY
880
Callaway Golf Company
CALY
$3.28B
$433K 0.01%
15,663
+517
+3% +$15.7K
CVNA icon
881
Carvana
CVNA
$45.9B
$432K 0.01%
7,165
+3,775
+111% +$251K
DAUG icon
882
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$430K 0.01%
+12,618
New +$435K
ICLR icon
883
Icon
ICLR
$13B
$429K 0.01%
1,638
-17
-1% -$4.13K
DSL
884
DoubleLine Income Solutions Fund
DSL
$1.23B
$428K 0.01%
24,085
-6,625
-22% -$119K
DNL icon
885
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$427K 0.01%
10,557
+1,164
+12% +$49.4K
VIS icon
886
Vanguard Industrials ETF
VIS
$8.26B
$427K 0.01%
2,272
-256
-10% -$50.2K
ALLY icon
887
Ally Financial
ALLY
$13.3B
$426K 0.01%
8,349
-227
-3% -$11.7K
IXJ icon
888
iShares Global Healthcare ETF
IXJ
$4.08B
$426K 0.01%
5,086
+504
+11% +$43.6K
VNLA icon
889
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$426K 0.01%
8,491
+709
+9% +$35.6K
DIVO icon
890
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$424K 0.01%
12,144
+2,465
+25% +$89.5K
PSA icon
891
Public Storage
PSA
$60.5B
$423K 0.01%
1,424
+231
+19% +$72.5K
ECPG icon
892
Encore Capital Group
ECPG
$2.03B
$422K 0.01%
8,562
+409
+5% +$19.4K
BIP icon
893
Brookfield Infrastructure Partners
BIP
$18.6B
$421K 0.01%
11,264
-387
-3% -$14.4K
FSR
894
DELISTED
Fisker Inc.
FSR
$421K 0.01%
+28,741
New +$432K
ATO icon
895
Atmos Energy
ATO
$29.7B
$420K 0.01%
4,759
+545
+13% +$52.7K
CHGG icon
896
Chegg
CHGG
$110M
$420K 0.01%
6,182
+241
+4% +$19.6K
LIN icon
897
Linde
LIN
$234B
$420K 0.01%
1,432
-622
-30% -$189K
QQEW icon
898
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$420K 0.01%
3,775
+802
+27% +$91.6K
PEG icon
899
Public Service Enterprise Group
PEG
$39.5B
$419K 0.01%
6,876
-796
-10% -$49.7K
SMMD icon
900
iShares Russell 2500 ETF
SMMD
$3.57B
$418K 0.01%
6,507
+5
+0.1% +$326
34 35
36
37 38

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.