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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
876
Fiserv Inc
FISV
$27.2B
$453K 0.01%
4,239
-6,096
-59% -$709K
TLRY icon
877
Tilray
TLRY
$479M
$452K 0.01%
2,499
+1,123
+82% +$197K
UPST icon
878
Upstart Holdings
UPST
$2.58B
$452K 0.01%
+3,616
New +$445K
SPHQ icon
879
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$449K 0.01%
9,242
+16
+0.2% +$744
IEX icon
880
IDEX
IEX
$16.5B
$446K 0.01%
2,027
-19
-0.9% -$4.2K
EMQQ icon
881
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$445K 0.01%
7,022
-31,513
-82% -$1.97M
BLV icon
882
Vanguard Long-Term Bond ETF
BLV
$5.75B
$444K 0.01%
4,311
+311
+8% +$31.1K
GM icon
883
CALL
General Motors
GM
$74.7B
$444K 0.01%
7,500
+100
+1% +$5.88K
HIG icon
884
Hartford Financial Services
HIG
$38.5B
$444K 0.01%
7,157
-1,083
-13% -$71K
XXII
885
22nd Century Group
XXII
$1.47M
– –
0
– –
ENPH icon
886
Enphase Energy
ENPH
$4.84B
$441K 0.01%
2,399
+390
+19% +$57.2K
MDYV icon
887
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$440K 0.01%
6,514
+1,771
+37% +$122K
SRE icon
888
Sempra
SRE
$60.8B
$440K 0.01%
6,640
-54
-0.8% -$3.7K
FDRR icon
889
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$438K 0.01%
10,367
+1,931
+23% +$80.9K
IFRA icon
890
iShares US Infrastructure ETF
IFRA
$4.65B
$438K 0.01%
12,405
+4,329
+54% +$155K
CMA
891
DELISTED
Comerica
CMA
$436K 0.01%
6,118
-277
-4% -$20.5K
FDT icon
892
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$434K 0.01%
6,930
+1,025
+17% +$65K
SMG icon
893
ScottsMiracle-Gro
SMG
$4.03B
$434K 0.01%
2,262
-277
-11% -$61.1K
MUA icon
894
BlackRock MuniAssets Fund
MUA
$527M
$433K 0.01%
25,652
+3,064
+14% +$48.6K
SNDX icon
895
Syndax Pharmaceuticals
SNDX
$1.84B
$433K 0.01%
25,240
-200
-0.8% -$3.66K
STLD icon
896
Steel Dynamics
STLD
$35.6B
$433K 0.01%
7,263
-203
-3% -$11.9K
BIP icon
897
Brookfield Infrastructure Partners
BIP
$18.8B
$431K 0.01%
11,651
-7,239
-38% -$262K
SMMD icon
898
iShares Russell 2500 ETF
SMMD
$3.58B
$431K 0.01%
+6,502
New +$423K
FCVT icon
899
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$430K 0.01%
8,342
+2
+0% +$101
GEN icon
900
Gen Digital
GEN
$15.6B
$429K 0.01%
15,743
-8,433
-35% -$210K
34 35
36
37 38

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.